SEC Form 4 · accession 0000831641-19-000004
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Smith
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 9, 2019 | M | 8,000 | $20.28 | A | 51,158 | D | |
| COMMON STOCKF1 | Jan 9, 2019 | S | 8,000 | $53.00 | D | 43,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2 | $20.28 | Jan 9, 2019 | M | 8,000 | D | Mar 1, 2011 | Mar 1, 2020 | COMMON STOCK | 8,000 | 0 | D |
Explanation of responses
- F1All shares sold at an exact price, pursuant to an automatic 10b5-1 trading plan.
- F2The option became exercisable as to 100% of the shares on the anniversary of the grant date.