SEC Form 4 · accession 0001392972-19-000014
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Dziersk
Officer — EVP, Worldwide Sales
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2019 | M | 2,314 | $32.48 | A | 9,391 | D | |
| Common Stock | Jan 10, 2019 | F | 1,034 | $32.48 | D | 8,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jan 10, 2019 | M | 2,314 | D | — | — | Common Stock | 2,314 | 51,573 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F2This is the first tranche of a restricted stock unit grant awarded on January 8, 2018 in the amount of 9,259 units, and vests annually in equal installments over a four year period on January 10th of each year, with a final lapse date of January 10, 2022.
- F3Includes: (i) 44,628 unvested restricted stock units which vest in equal installments on October 9 for the next three years, with a final lapse date of October 9, 2021 and is associated with an October 9, 2017 grant; and (ii) 6,945 unvested restricted stock units which vest in equal installments on January 10 for the next three years, with a final lapse date of January 10, 2022.