SEC Form 4 · accession 0001127602-19-001870
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jan 9, 2019 | M | 43,706 | $21.60 | A | 142,859 | D | |
| Common Stock, $.25 Par Value | Jan 9, 2019 | F | 27,703 | $47.17 | D | 115,156 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 2,018 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.60 | Jan 9, 2019 | M | 43,706 | D | — | Feb 18, 2019 | Common Stock, $.25 Par Value | 43,706 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 1,872 | 1,872 | I |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 3, 2018.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of January 9, 2019.
- F3Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of January 9, 2019.