SEC Form 4 · accession 0001392972-19-000008
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mariette M Woestemeyer
Director · 10% Owner
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2019 | M | 5,594 | $32.48 | A | 3,881,989 | I | Held jointly with spouse Ronald F. Woestemeyer |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 10, 2019 | M | 5,594 | D | — | — | Common Stock | 5,594 | 0 | D |
Explanation of responses
- F1Includes: (i) 73,749 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 131,934 shares held in a joint account where Mr. and Mrs. Woestemeyer have control; (iii) 226,522 shares held in the RMW 2012 Dynasty Trust LLC; (iv) 236,266 shares held in the RMW 2012 Legacy Trust LLC; (v) 419,351 shares held by the RMW 2007 ILIT LLC; (vi) 550,000 shares held in the ROMAKA LLC; (vii) 603,548 shares held by the RMW-R 2007 Trust LLC; (viii) 690,619 shares held in the RMW-M 2007 Trust LLC; and (ix) 950,000 shares held by the Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee.
- F2Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F3Includes 5,594 restricted stock units awarded on January 8, 2018, which fully vested on January 10, 2019.