Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 13, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

194 filings · trading day Sep 13, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 1, 2016 AForm 5 →	Sep 13, 2018, 10:58 am EDT	Amazing Energy Oil & Gas, Co.AMAZ	Jed MiesnerPresident, Director	2,609,000	$0.4021	$1,049,000	5,000,000	—
Sep 12, 2018 MForm 4 →	Sep 13, 10:54 am EDT	SEI INVESTMENTS COSEIC	Joseph P UjobaiEXECUTIVE VICE PRESIDENT	15,000	$33.76	$506,400	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:07 pm EDT	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	41,375	$11.43	$472,919	455,127	—
Sep 10, 2018 MForm 4 →	Sep 12, 6:06 pm EDT	2U, Inc.TWOU	Christopher J PaucekChief Executive Officer, Director	75,000	$5.75	$431,250	131,618	—
Sep 11, 2018 MForm 4 →	Sep 12, 5:57 pm EDT	MASIMO CORPMASI	Sanford FitchDirector	10,000	$21.97	$219,700	10,000	—
Sep 12, 2018 MForm 4 →	Sep 13, 11:01 am EDT	SEI INVESTMENTS COSEIC	Dennis McGonigleEXECUTIVE VICE PRESIDENT	15,000	$14.62	$219,300	0	—
Jul 3, 2018 JForm 4 →	Sep 12, 7:09 pm EDT	Phillips Edison & Company, Inc.no symbol	Robert Mark AddyExecutive Vice President	14,169	$11.05	$156,573	45,507	—	late
Sep 11, 2018 AForm 4 →	Sep 13, 12:26 pm EDT	MEXCO ENERGY CORPMXC	Tammy McComicPRESIDENT	25,000	$4.84	$121,000	121,100	—
Sep 12, 2018 MForm 4 →	Sep 13, 1:03 pm EDT	AMERICAN SOFTWARE INCAMSWA	J Michael EdenfieldDirector	10,300	$8.97	$92,391	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:33 pm EDT	NEOPHOTONICS CORPNPTN	Chiyue cheungChief Operating Officer	10,000	$8.11	$81,090	0	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:03 pm EDT	SONOCO PRODUCTS COSON	Robert C TiedePresident & CEO	664	$57.27	$38,044	32,759	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:14 pm EDT	SONOCO PRODUCTS COSON	Harris E Deloach Jr.Director	627	$57.27	$35,908	54,009	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:05 pm EDT	PPG INDUSTRIES INCPPG	Hugh GrantDirector	289	$112.03	$32,387	66,536	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:39 pm EDT	SONOCO PRODUCTS COSON	Kevin P MahoneySR VP CORP. PLANNING	543	$57.27	$31,080	65,248	—
Sep 12, 2018 AForm 4 →	Sep 12, 6:05 pm EDT	Gaming Partners International CORPGPIC	Alain ThieffryChief Financial Officer, Director	3,500	$8.73	$30,555	35,000	—
Aug 21, 2018 MSForm 4 →	Sep 13, 10:31 am EDT	MOBETIZE, CORP.MPAY	Ajay HansChief Executive Officer, Director, 10% Owner	10,031,547	$0.01	$30,000	0	—	late
Sep 10, 2018 AForm 4 →	Sep 12, 4:47 pm EDT	SONOCO PRODUCTS COSON	James M MicaliDirector	379	$57.27	$21,682	53,261	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:04 pm EDT	PPG INDUSTRIES INCPPG	Victoria F HaynesDirector	189	$112.03	$21,140	43,002	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:07 pm EDT	PPG INDUSTRIES INCPPG	James G BergesDirector	153	$112.03	$17,175	35,935	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:00 pm EDT	PPG INDUSTRIES INCPPG	Michele J HooperDirector	138	$112.03	$15,475	32,378	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:10 pm EDT	SONOCO PRODUCTS COSON	Pamela Lewis DaviesDirector	257	$57.27	$14,701	36,119	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:04 pm EDT	SONOCO PRODUCTS COSON	Thomas E WhiddonDirector	257	$57.27	$14,701	36,119	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:50 pm EDT	SONOCO PRODUCTS COSON	Marc D OkenDirector	256	$57.27	$14,673	36,042	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:57 pm EDT	SONOCO PRODUCTS COSON	Roger P SchrumVP Invstr Rel & Corp Affairs	254	$57.27	$14,547	17,620	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:08 pm EDT	PPG INDUSTRIES INCPPG	Stephen F AngelDirector	117	$112.03	$13,085	26,150	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:31 pm EDT	SONOCO PRODUCTS COSON	John R HaleyDirector	134	$57.27	$7,680	18,867	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:54 pm EDT	SONOCO PRODUCTS COSON	Barry L SaundersSr VP, CFO	133	$57.27	$7,611	4,984	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:09 pm EDT	SONOCO PRODUCTS COSON	R. Howard CokerSVP Rigid Paper/E Carriers Int	127	$57.27	$7,285	4,452	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:06 pm EDT	PPG INDUSTRIES INCPPG	John V FaraciDirector	65	$112.03	$7,257	13,957	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:00 pm EDT	SONOCO PRODUCTS COSON	Marcy J ThompsonVP,Marketing&Innovations	110	$57.27	$6,323	2,633	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:33 pm EDT	SONOCO PRODUCTS COSON	James A. Harrell IIIVP Tubes,Cores USA,CND	110	$57.27	$6,311	3,148	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:45 pm EDT	SONOCO PRODUCTS COSON	Allan H McLelandVP Human Resources	104	$57.27	$5,979	2,607	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:03 pm EDT	SONOCO PRODUCTS COSON	Harry A CockrellDirector	86	$57.27	$4,908	12,062	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:01 pm EDT	SONOCO PRODUCTS COSON	Vicki B ArthurSVP Plastic Pkg/Protective	73	$57.27	$4,204	2,966	—
Sep 12, 2018 AForm 4 →	Sep 13, 11:33 am EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	37	$112.03	$4,129	8,653	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:13 pm EDT	SONOCO PRODUCTS COSON	Adam WoodVP Paper&Ind EMEA,Asia,ANZ	70	$57.27	$4,015	891	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:40 pm EDT	SONOCO PRODUCTS COSON	Blythe J McGarvieDirector	66	$57.27	$3,763	9,241	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:47 pm EDT	SONOCO PRODUCTS COSON	Sundaram NagarajanDirector	61	$57.27	$3,488	8,572	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:34 pm EDT	SONOCO PRODUCTS COSON	Richard G KyleDirector	46	$57.27	$2,606	6,406	—
Sep 12, 2018 AForm 4 →	Sep 13, 2:58 pm EDT	PPG INDUSTRIES INCPPG	Michael W LamachDirector	21	$112.03	$2,370	3,731	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:23 pm EDT	SONOCO PRODUCTS COSON	John M FlorenceVP, Gnl Council, Secretary	31	$57.27	$1,798	175	—
Sep 12, 2018 AForm 4 →	Sep 13, 1:06 pm EDT	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	48	$31.34	$1,500	17,705	—
Sep 12, 2018 AForm 4 →	Sep 13, 1:12 pm EDT	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	48	$31.34	$1,500	43,396	—
Sep 12, 2018 AForm 4 →	Sep 13, 11:37 am EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	12	$112.03	$1,333	2,834	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:24 pm EDT	SONOCO PRODUCTS COSON	Philippe GuillemotDirector	22	$57.27	$1,260	3,100	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:02 pm EDT	PPG INDUSTRIES INCPPG	Melanie HealeyDirector	10	$112.03	$1,086	2,272	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:01 pm EDT	PPG INDUSTRIES INCPPG	Gary R. HemingerDirector	9	$112.03	$1,054	977	—
Sep 12, 2018 AForm 4 →	Sep 13, 11:29 am EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP, Law, Compl & Spec Proj	3	$112.03	$365	772	—
Sep 12, 2018 AForm 4 →	Sep 13, 11:39 am EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	2	$112.03	$211	457	—
Sep 12, 2018 AForm 4 →	Sep 13, 11:34 am EDT	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	0	$112.03	$4	24	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:04 pm EDT	Teladoc Health, Inc.TDOC	Adam C VandervoortChief Legal Officer, Secretary	5,550	—	—	43,402	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:05 pm EDT	Coherus BioSciences, Inc.CHRS	Barbara K FinckChief Medical Officer	1,760	—	—	82,941	—
Sep 11, 2018 MForm 4 →	Sep 12, 4:08 pm EDT	MASONITE INTERNATIONAL CORPDOOR	Frederick J LynchPresident and CEO, Director	42,785	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:10 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	John HertiaExecutive Vice President	600	—	—	600	—
Sep 4, 2018 DForm 4/A →	Sep 12, 4:10 pm EDT	ALICO INCALCO	Henry R SlackExecutive Chairman, Director	187,500	—	—	225,000	—	amended
Sep 10, 2018 MForm 4 →	Sep 12, 4:10 pm EDT	NETGEAR, INCNTGR	Michael A WerdannSVP of Worldwide Sales	2,250	—	—	12,375	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:12 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	David P SchenkeinChief Executive Officer, Director	8,730	—	—	137,471	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:12 pm EDT	bluebird bio, Inc.BLUE	Jeffrey T. WalshChief Financial	1,500	—	—	23,521	—
Sep 11, 2018 MForm 4 →	Sep 12, 4:15 pm EDT	AMETEK INC/AME	William Joseph BurkeExecutive VP - CFO	15,600	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:15 pm EDT	REPLIGEN CORPRGEN	Anthony HuntChief Executive Officer, Director	11,873	—	—	38,127	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:16 pm EDT	Burlington Stores, Inc.BURL	Thomas KingsburyPresident & CEO, Director	20,000	—	—	380,000	—
Sep 10, 2018 CForm 4 →	Sep 12, 4:18 pm EDT	CARVANA CO.CVNA	DDFS Partnership LP +210% Owner	5,000	—	—	95,000	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:18 pm EDT	Motorola Solutions, Inc.MSI	Daniel G PekofskeCVP and CAO	1,906	—	—	1,906	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:22 pm EDT	INDEPENDENCE REALTY TRUST, INC.IRT	Scott SchaefferChairman & CEO, Director	16,000	—	—	0	—
Sep 11, 2018 MForm 4 →	Sep 12, 4:28 pm EDT	EQUITY RESIDENTIALEQR	David J NeithercutChief Executive Officer, Director	30,000	—	—	64,562	—
Jun 21, 2018 AForm 4 →	Sep 12, 4:34 pm EDT	HyreCar Inc.HYRE	Grace MellisDirector	150,000	—	—	235,000	—	late
Sep 10, 2018 AForm 4 →	Sep 12, 4:44 pm EDT	J.Jill, Inc.JILL	Brian BeitlerSee Remarks	86,441	—	—	86,441	—
Sep 10, 2018 CForm 4 →	Sep 12, 4:45 pm EDT	Square, Inc.SQ	James Morgan McKelvey Jr.Director	678,000	—	—	4,522,000	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:48 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Ronald W HuttonVice President and Treasurer	150	—	—	150	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:49 pm EDT	INDEPENDENCE HOLDING COIHC	Larry GraberChief Life Annuity Actuary SVP, Director	11,334	—	—	794	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:51 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Giovanni MagniEVP, Chief Strategy Officer	400	—	—	400	—
Sep 10, 2018 ACMForm 4 →	Sep 12, 4:52 pm EDT	VEEVA SYSTEMS INCVEEV	Eleni Nitsa ZuppasChief Marketing Officer	14,600	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:54 pm EDT	FIBROGEN INCFGEN	Jorma RouttiDirector	6,000	—	—	6,000	—
Sep 10, 2018 AForm 4 →	Sep 12, 4:55 pm EDT	Cidara Therapeutics, Inc.CDTX	David L GollaherDirector	20,000	—	—	20,000	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:55 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	James R StarkVP, Corporate Controller	200	—	—	200	—
Sep 10, 2018 CMForm 4 →	Sep 12, 4:57 pm EDT	FITBIT INCFIT	Andy MissanEVP, General Counsel, Sect.	22,500	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:00 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Christine A TsingosEVP and CFO	400	—	—	400	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:01 pm EDT	ExlService Holdings, Inc.EXLS	Garen K StaglinDirector	5,631	—	—	11,261	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:02 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	187,500	—	—	176,941	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:02 pm EDT	MARCUS CORPMCS	Gregory S MarcusPresident and CEO	89,093	—	—	13,411	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:06 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Annette TumoloExecutive Vice President	400	—	—	400	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:10 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Michael CrowleyEVP, GBL Commercial Operations	389	—	—	389	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:13 pm EDT	HAEMONETICS CORPHAE	Jacqueline ScanlanSVP, Global Human Resources	4,188	—	—	8,669	—
Sep 12, 2018 AForm 4 →	Sep 12, 5:14 pm EDT	AERIE PHARMACEUTICALS INCAERI	David W GryskaDirector	25,000	—	—	25,000	—
Sep 11, 2018 MForm 4 →	Sep 12, 5:15 pm EDT	NIKE INCNKE	Monique S. MathesonEVP: HR	17,000	—	—	34,000	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:16 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	86,500	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:23 pm EDT	Avery Dennison CorpAVY	Mark J BarrenecheaDirector	880	—	—	880	—
Sep 10, 2018 AMForm 4 →	Sep 12, 5:27 pm EDT	Liberty Latin America Ltd.LILA	Vivek KhemkaSVP, CT&PO	11,160	—	—	2,480	—
Sep 10, 2018 AMForm 4 →	Sep 12, 5:38 pm EDT	Performance Food Group CoPFGC	George L HolmSee Remarks, Director	124,325	—	—	61,264	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:39 pm EDT	Apptio IncAPTI	Peter S KleinDirector	8,000	—	—	72,127	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:41 pm EDT	Performance Food Group CoPFGC	James D HopeSee Remarks	25,217	—	—	25,217	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:43 pm EDT	FARMER BROTHERS COFARM	Michael H KeownPRESIDENT, CEO, Director	23,333	—	—	205,218	—
Feb 2, 2017 AForm 4 →	Sep 12, 2018, 5:45 pm EDT	C H ROBINSON WORLDWIDE INCCHRW	Ben G CampbellChief Legal Officer/Secretary	11,471	—	—	10,221	—	late
Sep 10, 2018 AForm 4 →	Sep 12, 5:51 pm EDT	Performance Food Group CoPFGC	Patrick T. HagertySee Remarks	18,913	—	—	18,913	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:53 pm EDT	Performance Food Group CoPFGC	Carol A. O'ConnellSee Remarks	14,513	—	—	14,513	—
Sep 10, 2018 MForm 4 →	Sep 12, 5:55 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	4,000	—	—	29,600	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:55 pm EDT	AMERICOLD REALTY TRUSTNYSE: COLD	Carlos V RodriguezEVP and COO	12,000	—	—	12,000	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:55 pm EDT	Performance Food Group CoPFGC	Craig Howard HoskinsSee Remarks	13,755	—	—	13,755	—
Sep 11, 2018 AForm 4 →	Sep 12, 5:57 pm EDT	ACHILLION PHARMACEUTICALS INCACHN	Paul E FirutaChief Operating Officer	400,000	—	—	400,000	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:57 pm EDT	Performance Food Group CoPFGC	A Brent KingSee Remarks	12,669	—	—	12,669	—
Sep 11, 2018 AForm 4 →	Sep 12, 5:57 pm EDT	Atara Biotherapeutics, Inc.ATRA	Roy D. BaynesDirector	16,500	—	—	16,500	—
Sep 10, 2018 AForm 4 →	Sep 12, 5:59 pm EDT	Performance Food Group CoPFGC	Terry A. WestSee Remarks	10,245	—	—	10,245	—
Nov 9, 2017 CPForm 4 →	Sep 12, 2018, 6:08 pm EDT	BlackRidge Technology International, Inc.BRTI	John William HayesDirector	16,935,881	—	—	7,367,285	—	late
Jul 10, 2018 PForm 4 →	Sep 12, 6:22 pm EDT	BlackRidge Technology International, Inc.BRTI	J Allen KosowskyDirector	128,000	—	—	128,000	—	late
Sep 10, 2018 CMForm 4 →	Sep 12, 6:35 pm EDT	ZUORA INCZUO	Jennifer PileggiSVP, GC and Corp. Secretary	60,000	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 12, 6:56 pm EDT	General Finance CORPGFN	Manuel MarreroDirector	9,000	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 7:11 pm EDT	Alarm.com Holdings, Inc.ALRM	Daniel RamosSr. VP-Corporate Development	30,299	—	—	9,167	—
Sep 10, 2018 MForm 4 →	Sep 12, 7:12 pm EDT	Oritani Financial CorpORIT	Philip WyksSVP	7,000	—	—	25,000	—
Jul 11, 2018 AForm 4 →	Sep 12, 7:16 pm EDT	NEXSTAR MEDIA GROUP, INC.NXST	Daniel StreetSee Remarks	2,000	—	—	7,000	—	late
Sep 10, 2018 MForm 4 →	Sep 12, 7:39 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Norman D SchwartzChairman, President, and CEO, Director, 10% Owner	2,000	—	—	2,000	—
Sep 5, 2018 AForm 4 →	Sep 12, 7:42 pm EDT	Alteryx, Inc.AYX	Derek KnudsenChief Technology Officer	20,543	—	—	20,543	—	late
Aug 1, 2018 AForm 4 →	Sep 12, 7:57 pm EDT	PEDEVCO CORPPED	Ivar SiemDirector	—	—	—	—	—	late amended
Sep 10, 2018 MForm 4 →	Sep 12, 8:01 pm EDT	Sprouts Farmers Market, Inc.SFM	James Leroy NielsenPresident & COO	466,561	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:02 pm EDT	First Western Financial IncMYFW	John Emery SawyerChief Investment Officer	—	—	—	0	—
Sep 11, 2018 MForm 4 →	Sep 12, 8:02 pm EDT	Sprouts Farmers Market, Inc.SFM	Dan J SandersChief Operations Officer	19,929	—	—	2,405	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:03 pm EDT	First Western Financial IncMYFW	Eric D SipfDirector	—	—	—	0	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:03 pm EDT	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	308,365	—	—	308,365	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:04 pm EDT	First Western Financial IncMYFW	Mark L SmithDirector	—	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:04 pm EDT	First Western Financial IncMYFW	Luke A LatimerDirector	—	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:05 pm EDT	First Western Financial IncMYFW	Patrick H HamillDirector	—	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:06 pm EDT	First Western Financial IncMYFW	Joseph C. ZimlichDirector	—	—	—	0	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:06 pm EDT	EXELIXIS, INC.EXEL	Patrick J. HaleySr. Vice President, Commercial	116,383	—	—	116,383	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:06 pm EDT	First Western Financial IncMYFW	Julie A CaponiDirector	—	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:07 pm EDT	First Western Financial IncMYFW	David R DuncanDirector	—	—	—	0	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:07 pm EDT	EXELIXIS, INC.EXEL	Christopher J. SennerEVP and CFO	129,314	—	—	129,314	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:08 pm EDT	First Western Financial IncMYFW	Thomas A GartDirector	—	—	—	0	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:11 pm EDT	EXELIXIS, INC.EXEL	Jeffrey HessekielEVP and General Counsel	129,314	—	—	129,314	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:14 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres, Prod Dev & Med Aff & CMO	129,314	—	—	129,314	—
Sep 11, 2018 MForm 4 →	Sep 12, 8:14 pm EDT	ALASKA AIR GROUP, INC.ALK	Rakow Diana BirkettVP EXT RELATIONS	416	—	—	834	—
Sep 10, 2018 AForm 4 →	Sep 12, 8:17 pm EDT	EXELIXIS, INC.EXEL	Peter LambEVP, Scientific Strategy & CSO	124,341	—	—	124,341	—
Sep 10, 2018 CForm 4 →	Sep 12, 8:19 pm EDT	Easterly Government Properties, Inc.DEA	Darrell W CrateChairman, Director	8,125	—	—	321,465	—
Sep 10, 2018 MForm 4 →	Sep 12, 8:19 pm EDT	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	250,000	—	—	1,782,255	—
Sep 10, 2018 CForm 4 →	Sep 12, 8:21 pm EDT	Easterly Government Properties, Inc.DEA	William C. TrimblePresident & CEO, Director	9,000	—	—	739,636	—
Sep 10, 2018 AMForm 4 →	Sep 12, 8:50 pm EDT	Seagate Technology plcSTX	Geraldine Hottier-FayonInterim Prin. Accounting Ofcr	11,290	—	—	5,220	—
Sep 11, 2018 MForm 4 →	Sep 12, 8:52 pm EDT	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	589	—	—	2,947	—
Sep 10, 2018 AMForm 4 →	Sep 12, 8:57 pm EDT	Seagate Technology plcSTX	Kathryn R. ScolnickInterim CFO	32,301	—	—	10,738	—
Sep 10, 2018 AForm 4 →	Sep 12, 9:08 pm EDT	Seagate Technology plcSTX	William D MosleyChief Executive Officer, Director	141,785	—	—	141,785	—
Sep 11, 2018 MForm 4 →	Sep 12, 9:14 pm EDT	Malibu Boats, Inc.MBUU	Wayne R. WilsonChief Financial Officer	6,500	—	—	19,500	—
Sep 11, 2018 MForm 4 →	Sep 12, 9:16 pm EDT	Seagate Technology plcSTX	Stephen J LuczoExecutive Chairman & COB, Director	70,004	—	—	140,013	—
Sep 10, 2018 CGMForm 4 →	Sep 12, 9:17 pm EDT	Malibu Boats, Inc.MBUU	Jackie D. Springer Jr.Chief Executive Officer, Director	83,000	—	—	52,735	—
Sep 10, 2018 MForm 4 →	Sep 12, 9:17 pm EDT	DEXCOM INCDXCM	Kevin R SayerPresident, CEO & Chairman, Director	11,161	—	—	33,484	—
Sep 10, 2018 CForm 4 →	Sep 12, 9:18 pm EDT	Alteryx, Inc.AYX	Insight Holdings Group, LLC +610% Owner	500,000	—	—	81,614	—
Sep 6, 2018 CForm 4 →	Sep 12, 9:19 pm EDT	Alteryx, Inc.AYX	Insight Holdings Group, LLC +410% Owner	500,000	—	—	1,547,310	—	late
Sep 10, 2018 MForm 4 →	Sep 12, 9:19 pm EDT	Malibu Boats, Inc.MBUU	Ritchie L. AndersonChief Operating Officer	6,500	—	—	19,500	—
Sep 10, 2018 CForm 4 →	Sep 12, 9:19 pm EDT	Alteryx, Inc.AYX	Jeff HoringDirector	1,000,000	—	—	7,370,545	—
Sep 10, 2018 AForm 4 →	Sep 12, 9:21 pm EDT	Seagate Technology plcSTX	Katherine SchuelkeSVP, CLO & Corporate Secretary	15,630	—	—	15,630	—
Sep 10, 2018 AForm 4 →	Sep 12, 9:28 pm EDT	Seagate Technology plcSTX	James J MurphyEVP, Sales & Marketing	66,723	—	—	66,723	—
Sep 10, 2018 MForm 4 →	Sep 12, 9:38 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	2,000	—	—	96,452	—
Sep 10, 2018 AMForm 4 →	Sep 12, 9:40 pm EDT	Seagate Technology plcSTX	Jeffrey D. NygaardExecutive Vice President	69,210	—	—	7,463	—
Sep 11, 2018 MForm 4 →	Sep 12, 9:42 pm EDT	XILINX INCXLNX	Emre OnderSVP,Product/Vertical Marketing	4,821	—	—	14,465	—
Jan 12, 2018 JForm 4/A →	Sep 13, 6:03 am EDT	Nebula Acquisition CorpNEBU	Nebula Holdings LLC +410% Owner	312,500	—	—	6,775,000	—
Aug 13, 2018 AForm 4 →	Sep 13, 6:14 am EDT	MICT, Inc.MICT	Mikhael BalinDirector	15,000	—	—	15,000	—	late
Aug 13, 2018 AForm 4 →	Sep 13, 6:15 am EDT	MICT, Inc.MICT	Jeffrey P. BialosDirector	15,000	—	—	15,000	—	late
Aug 13, 2018 AForm 4 →	Sep 13, 6:17 am EDT	MICT, Inc.MICT	Yehezkel OfirDirector	15,000	—	—	15,000	—	late
Sep 11, 2018 MForm 4 →	Sep 13, 9:18 am EDT	HORMEL FOODS CORP /DE/HRL	Glenn S ForbesDirector	13,200	—	—	0	—
Sep 11, 2018 MForm 4 →	Sep 13, 9:44 am EDT	AGILENT TECHNOLOGIES INCA	Heidi FieldsDirector	5,482	—	—	0	—
Sep 11, 2018 MForm 4 →	Sep 13, 10:11 am EDT	RLI CORPRLI	Todd Wayne BryantVP, Finance & Controller	7,200	—	—	4,800	—
Aug 29, 2018 MForm 4 →	Sep 13, 10:35 am EDT	MOBETIZE, CORP.MPAY	Donald DubersteinDirector	2,419,167	—	—	0	—	late
Aug 29, 2018 MForm 4 →	Sep 13, 10:37 am EDT	MOBETIZE, CORP.MPAY	Malek LadkiDirector	1,600,000	—	—	0	—	late
Sep 11, 2018 AForm 4 →	Sep 13, 10:50 am EDT	LOEWS CORPL	Walter L HarrisDirector	2	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:51 am EDT	LOEWS CORPL	Jacob A FrenkelDirector	2	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:51 am EDT	LOEWS CORPL	Charles D DavidsonDirector	2	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:52 am EDT	LOEWS CORPL	Charles M DikerDirector	2	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:52 am EDT	LOEWS CORPL	Susan PetersDirector	2	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:53 am EDT	LOEWS CORPL	Anthony WeltersDirector	5	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:54 am EDT	LOEWS CORPL	Mark S SchwartzVP & Chief Accounting Officer	32	—	—	9,437	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:54 am EDT	LOEWS CORPL	Philip A LaskawyDirector	8	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:55 am EDT	LOEWS CORPL	Marc A AlpertSr. VP, Gen. Coun. & Secy.	23	—	—	15,445	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:55 am EDT	LOEWS CORPL	Paul J FribourgDirector	8	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:56 am EDT	LOEWS CORPL	David B EdelsonSr. Vice President & CFO	32	—	—	15,445	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:56 am EDT	LOEWS CORPL	Joseph L BowerDirector	6	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:57 am EDT	LOEWS CORPL	Ann E BermanDirector	8	—	—	1,957	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:57 am EDT	LOEWS CORPL	Richard Waldo ScottSVP & Chief Investment Officer	32	—	—	15,445	—
Sep 11, 2018 AForm 4 →	Sep 13, 10:59 am EDT	LOEWS CORPL	Kenneth I SiegelSenior Vice President	32	—	—	15,445	—
Sep 11, 2018 AForm 4 →	Sep 13, 11:00 am EDT	LOEWS CORPL	Andrew H TischCo-Ch. of Bd/Off. Pres./Ch. EC, Director	40	—	—	19,579	—
Sep 11, 2018 AForm 4 →	Sep 13, 11:01 am EDT	LOEWS CORPL	Jonathan M TischCo-Ch. of Bd/Off. of the Pres., Director	40	—	—	19,579	—
Sep 11, 2018 AForm 4 →	Sep 13, 11:02 am EDT	LOEWS CORPL	James S TischPres.&Chief Exec. Officer, Director	40	—	—	19,579	—
Sep 12, 2018 MForm 4 →	Sep 13, 11:57 am EDT	NOVAGOLD RESOURCES INCNG	David A. OttewellVice President & CFO	150,000	—	—	427,300	—
Aug 28, 2018 MForm 4 →	Sep 13, 12:03 pm EDT	Forbes Energy Services Ltd.FLSS	John E. CrispPresident & CEO, Director	36,288	—	—	108,864	—	late
Sep 12, 2018 MForm 4 →	Sep 13, 12:11 pm EDT	RLI CORPRLI	Jennifer L KlobnakOther	7,080	—	—	0	—
Sep 12, 2018 AForm 4 →	Sep 13, 12:56 pm EDT	BSB Bancorp, Inc.BLMT	M. Patricia BruschDirector	6,495	—	—	6,495	—
Sep 12, 2018 MForm 4 →	Sep 13, 2:14 pm EDT	ARROW FINANCIAL CORPAROW	Richard J Dmd ReismanDirector	1,189	—	—	0	—
Sep 11, 2018 JForm 4 →	Sep 13, 2:20 pm EDT	DETERMINE, INC.DTRM	Neil S Subin10% Owner	63,003	—	—	74,725	—
Sep 12, 2018 AForm 4 →	Sep 13, 2:50 pm EDT	Solid Biosciences Inc.SLDB	Sukumar NagendranDirector	2,760	—	—	2,760	—
Sep 12, 2018 MForm 4 →	Sep 13, 2:56 pm EDT	VIASAT INCVSAT	Richard A BaldridgeChief Operating Officer, Director	61,700	—	—	0	—
Sep 11, 2018 AForm 4 →	Sep 13, 2:57 pm EDT	Achaogen IncAKAO	Blake WiseChief Executive Officer, Director	145,000	—	—	145,000	—
Sep 11, 2018 AForm 4 →	Sep 13, 2:58 pm EDT	Achaogen IncAKAO	Gary LoebGeneral Counsel	65,000	—	—	65,000	—
Sep 11, 2018 AForm 4 →	Sep 13, 2:59 pm EDT	Achaogen IncAKAO	Janet DorlingChief Commercial Officer	80,000	—	—	80,000	—
Sep 11, 2018 AForm 4 →	Sep 13, 3:00 pm EDT	Achaogen IncAKAO	Elizabeth BhattChief Operating Officer	65,000	—	—	65,000	—
Sep 11, 2018 MForm 4 →	Sep 13, 3:06 pm EDT	SOUTHSIDE BANCSHARES INCSBSI	Brian K McCabeSEVP & COO	1,670	—	—	0	—
Aug 10, 2018 MForm 4 →	Sep 13, 3:14 pm EDT	MESA AIR GROUP INCMESA	Brian S GillmanEVP/GC/Secretary	25,000	—	—	0	—	late
Sep 11, 2018 MForm 4 →	Sep 13, 3:53 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Michael CrowleyEVP, GBL Commercial Operations	976	—	—	1,200	—
Sep 12, 2018 AForm 4 →	Sep 13, 3:54 pm EDT	CONSUMERS BANCORP INC /OH/CBKM	Ralph J Lober IICEO & President, Director	716	—	—	716	—
Sep 11, 2018 MForm 4 →	Sep 13, 3:57 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	John HertiaExecutive Vice President	1,300	—	—	1,200	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.