SEC Form 4 · accession 0001567619-18-002465
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Wyks
Officer — SVP
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 7,000 | $11.95 | A | 23,698 | D | |
| Common Stock | Sep 10, 2018 | S | 500 | $16.00 | D | 23,198 | D | |
| Common Stock | Sep 10, 2018 | S | 200 | $16.0035 | D | 22,998 | D | |
| Common Stock | Sep 10, 2018 | S | 236 | $16.025 | D | 22,762 | D | |
| Common Stock | Sep 10, 2018 | S | 180 | $16.05 | D | 22,582 | D | |
| Common Stock | Sep 10, 2018 | S | 101 | $16.075 | D | 22,481 | D | |
| Common Stock | Sep 10, 2018 | S | 300 | $16.10 | D | 22,181 | D | |
| Common Stock | Sep 10, 2018 | S | 100 | $16.125 | D | 22,081 | D | |
| Common Stock | Sep 11, 2018 | S | 100 | $16.00 | D | 21,981 | D | |
| Common Stock | Sep 11, 2018 | S | 5,283 | $15.95 | D | 16,698 | D | |
| Common StockF1 | holding | — | — | — | 10,656 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 58,283 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,250 | I | By Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | Sep 10, 2018 | M | 7,000 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 7,000 | 25,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.