SEC Form 4 · accession 0001213777-18-000018
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Graber
Officer — Chief Life Annuity Actuary SVP · Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 6,100 | $9.09 | A | 61,852 | D | |
| Common Stock | Sep 10, 2018 | S | 6,100 | $35.02 | D | 55,482 | D | |
| Common Stock | Sep 11, 2018 | M | 5,234 | $9.09 | A | 60,716 | D | |
| Common Stock | Sep 11, 2018 | S | 5,234 | $35.01 | D | 55,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.09 | Sep 10, 2018 | M | 6,100 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 6,100 | 6,028 | D |
| Employee Stock Option (Right to buy) | $9.09 | Sep 11, 2018 | M | 5,234 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 5,234 | 794 | D |