SEC Form 4 · accession 0000717538-18-000162
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dmd Reisman
Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2018 | M | 1,189 | $18.00 | A | 11,894 | D | |
| Common StockF2 | holding | — | — | — | 682 | I | Wife's DRIP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $18.00 | Sep 12, 2018 | M | 1,189 | D | — | Jan 21, 2019 | Common Stock | 1,189 | 0 | D |
Explanation of responses
- F1The information provided reflects 129 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 5 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3The options vested in four equal installments beginning January 21, 2010.