SEC Form 4 · accession 0001209191-18-050671
Performance Food Group Co · PFGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George L Holm
Officer — See Remarks · Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 3,340 | $0.00 | A | 1,739,543 | D | |
| Common Stock | Sep 10, 2018 | S | 3,340 | $33.00 | D | 1,736,203 | D | |
| Common StockF2 | Sep 10, 2018 | A | 41,026 | $0.00 | A | 1,777,229 | D | |
| Common Stock | Sep 12, 2018 | M | 15,915 | $0.00 | A | 1,793,144 | D | |
| Common StockF3 | Sep 12, 2018 | S | 15,915 | $33.003 | D | 1,777,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F4 | $7.67 | Sep 10, 2018 | M | 3,340 | D | — | Dec 11, 2018 | Common Stock | 3,340 | 77,179 | D |
| Options (Right to Buy)F5 | $32.50 | Sep 10, 2018 | A | 105,070 | A | — | Sep 10, 2028 | Common Stock | 105,070 | 105,070 | D |
| Options (Right to Buy)F4 | $7.67 | Sep 12, 2018 | M | 15,915 | D | — | Dec 11, 2018 | Common Stock | 15,915 | 61,264 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 31, 2018.
- F2Represents a grant of restricted stock that vests in four equal annual installments beginning on September 10, 2019.
- F3The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $33.00 to $33.05. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4An option that is fully vested.
- F5An option that vests in four equal annual installments beginning on September 10, 2019.
Remarks
Title: President and Chief Executive Officer