SEC Form 4 · accession 0001096906-18-000524
BlackRidge Technology International, Inc. · BRTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Allen Kosowsky
Director
Period of report
Jun 13, 2018
Accepted (ET)
Sep 12, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2018 | P | 78,125 | $0.32 | A | 404,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $0.25 | Jul 10, 2018 | P | 128,000 | A | Jul 10, 2018 | Jul 10, 2023 | Common Stock | 0 | 128,000 | D |
Explanation of responses
- F1On July 10, 2018, Mr. Kosowsky purchased a convertible note in the principal amount of $32,000 and warrants to purchase 128,000 shares of the issuer's common stock for an aggregate amount of $32,000. The note is convertible into the issuer's Series B Preferred Stock.