SEC Form 4 · accession 0001209191-18-050716

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Daniel Ramos

Officer — Sr. VP-Corporate Development

Period of report

Sep 10, 2018

Accepted (ET)

Sep 12, 2018 · 7:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 10, 2018	M	14,250	$4.00	A	79,402	D
Common Stock	Sep 10, 2018	M	4,800	$11.55	A	84,202	D
Common Stock	Sep 10, 2018	M	7,750	$15.02	A	91,952	D
Common Stock	Sep 10, 2018	M	2,666	$32.17	A	94,618	D
Common Stock	Sep 10, 2018	M	833	$37.74	A	95,451	D
Common Stock^F2	Sep 10, 2018	S	50,399	$56.31	D	45,052	D
Common Stock	Sep 10, 2018	G	1,000	$0.00	D	44,052	D
Common Stock	Sep 11, 2018	S	722	$57.00	D	43,330	D
Common Stock^F3	Sep 12, 2018	S	19,178	$56.88	D	24,152	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$4.00	Sep 10, 2018	M	14,250	D	—	Dec 23, 2023	Common Stock	14,250	750	D
Employee Stock Option (Right to Buy)^F5	$11.55	Sep 10, 2018	M	4,800	D	—	May 15, 2025	Common Stock	4,800	2,400	D
Employee Stock Option (Right to Buy)^F6	$15.02	Sep 10, 2018	M	7,750	D	—	Feb 14, 2026	Common Stock	7,750	7,250	D
Employee Stock Option (Right to Buy)^F7	$32.17	Sep 10, 2018	M	2,666	D	—	May 14, 2027	Common Stock	2,666	7,334	D
Employee Stock Option (Right to Buy)^F8	$37.74	Sep 10, 2018	M	833	D	—	Mar 31, 2028	Common Stock	833	9,167	D

Explanation of responses

F1Includes 152 shares acquired under the Alarm.com Holdings, Inc. 2015 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $57.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.035, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4Immediately exercisable. The option vests with respect to 20% of the shares on December 23, 2014 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 14,250 shares were fully vested.
F5Immediately exercisable. The option vests with respect to 20% of the shares on May 15, 2016 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 4,800 shares were fully vested.
F6Immediately exercisable. The option vests with respect to 20% of the shares on February 15, 2017 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 7,750 shares were fully vested.
F7This option vests and becomes exercisable in sixty (60) equal monthly instalments on the 1st day of each calendar month beginning on June 1, 2017, subject to the Reporting Person's continued service with the Issuer through each such date. On the date of event requiring this filing, 2,666 shares were fully vested.
F8This option vests and becomes exercisable in sixty (60) equal monthly instalments on the 1st day of each calendar month beginning on May 1, 2018, subject to the Reporting Person's continued service with the Issuer through each such date. On the date of event requiring this filing, 833 shares were fully vested.