SEC Form 4 · accession 0001567619-18-002536
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Dorling
Officer — Chief Commercial Officer
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.79 | Sep 11, 2018 | A | 80,000 | A | — | Sep 11, 2028 | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1The Shares subject to the option vest in two successive annual installments, with 40% of the Shares subject to the option vesting on September 11, 2019 and 60% of the Shares subject to the option vesting on September 11, 2020, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date.