SEC Form 4 · accession 0001513215-18-000001
Forbes Energy Services Ltd. · FLSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E. Crisp
Officer — President & CEO · Director
Period of report
Aug 28, 2018
Accepted (ET)
Sep 13, 2018 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Aug 28, 2018 | M | 36,288 | $0.00 | A | 72,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Aug 28, 2018 | M | 36,288 | D | — | — | Common Stock, par value $0.01 | 36,288 | 108,864 | D |
Explanation of responses
- F1Represents restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company.
- F2Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share.