SEC Form 4 · accession 0001209191-18-050790
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Baldridge
Officer — Chief Operating Officer · Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 par value common stock | Sep 12, 2018 | M | 61,700 | $36.30 | A | 61,700 | D | |
| $0.0001 par value common stockF1 | Sep 12, 2018 | S | 31,700 | $63.23 | D | 30,000 | D | |
| $0.0001 par value common stock | Sep 12, 2018 | G | 30,000 | $0.00 | D | 0 | D | |
| $0.0001 par value common stock | Sep 12, 2018 | G | 30,000 | $0.00 | A | 232,780 | I | By Trust |
| $0.0001 par value common stockF3 | holding | — | — | — | 2,452 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F4 | $36.30 | Sep 12, 2018 | M | 61,700 | D | — | Nov 12, 2018 | common stock | 61,700 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.18 to $63.48 inclusive. The Reporting Person undertakes to provide ViaSat, Inc., any security holder of ViaSat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The stock option was granted to Richard A. Baldridge, an employee of ViaSat, Inc. Upon exercise, the remaining shares were contributed to The Baldridge Family Trust.
- F3Includes 203 shares of common stock the reporting person acquired under the ViaSat 401(k) Plan since the date of reporting person's last ownership report.
- F4The option vested in four (4) equal annual installments beginning on 11/10/2013 and ending on 11/10/2016.