SEC Form 5 · accession 0001056520-18-000042
Amazing Energy Oil & Gas, Co. · AMAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jed Miesner
Officer — President · Director
Period of report
Jul 31, 2018
Accepted (ET)
Sep 13, 2018 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AMAZ Common Stock | Jun 1, 2018 | A | 246,668 | $0.48 | A | 326,668 | I | Petro Pro Ltd |
| AMAZ Common Stock | Jul 27, 2018 | G | 50,000 | $0.00 | D | 326,668 | I | Petro Pro Ltd |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMAZ Series A Convertible Preferred Stock | $1.00 | Apr 1, 2016 | A | 9,000 | A | Apr 1, 2021 | Apr 1, 2024 | AMAZ Common Stock | 990,000 | 9,000 | D |
| AMAZ Stock OptionsF1 | $0.40 | Aug 11, 2017 | A | 1,250,000 | A | Aug 11, 2017 | Aug 11, 2022 | AMAZ Common Stock | 1,250,000 | 5,000,000 | D |
| AMAZ Stock Options | $0.40 | Sep 26, 2017 | A | 100,000 | A | Sep 26, 2017 | Sep 26, 2021 | AMAZ Common Stock | 100,000 | 100,000 | D |
| AMAZ Stock OptionsF2 | $0.40 | Aug 11, 2018 | A | 1,250,000 | A | Aug 11, 2018 | Aug 11, 2022 | AMAZ Common Stock | 1,250,000 | 5,000,000 | D |
Explanation of responses
- F1The full option grant consisted of options to purchase 5,000,000 shares of common stock. 1,250,000 shares vested immediately and the remaining 3,750,000 options vest ratably over the following 3 years on the anniversary of the grant.
- F2These options are part of the 5,000,000 options granted on August 11, 2017