SEC Form 4 · accession 0001712184-18-000229
Liberty Latin America Ltd. · LILA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Khemka
Officer — SVP, CT&PO
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001712184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | Sep 10, 2018 | M | 1,240 | — | A | 1,240 | D | |
| Class A Common Shares | Sep 10, 2018 | F | 426 | $20.27 | D | 814 | D | |
| Class C Common SharesF1 | Sep 10, 2018 | M | 2,480 | — | A | 2,480 | D | |
| Class C Common Shares | Sep 10, 2018 | F | 851 | $20.10 | D | 1,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F2 | — | Sep 10, 2018 | A | 2,480 | A | — | — | Class A Common Shares | 2,480 | 2,480 | D |
| Restricted Share Units CF1,F2 | — | Sep 10, 2018 | A | 4,960 | A | — | — | Class C Common Shares | 4,960 | 4,960 | D |
| Restricted Share Units AF1,F2 | — | Sep 10, 2018 | M | 1,240 | D | — | — | Class A Common Shares | 1,240 | 1,240 | D |
| Restricted Share Units CF1,F2 | — | Sep 10, 2018 | M | 2,480 | D | — | — | Class C Common Shares | 2,480 | 2,480 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.
- F2The Restricted Share Units provide for vesting of 50% of the shares on September 10, 2018 and the remaining shares on September 10, 2019.
Remarks
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.