SEC Form 4 · accession 0001590976-18-000079

MALIBU BOATS, INC. · MBUU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Sep 10, 2018

Accepted (ET)

Sep 12, 2018 · 9:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001590976

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Sep 10, 2018	M	1,290	$25.85	A	24,635	D
Class A Common Stock^F2,F1	Sep 10, 2018	S	3,540	$53.00	D	21,095	D
Class A Common Stock^F1	Sep 11, 2018	M	5,210	$25.85	A	26,305	D
Class A Common Stock^F3,F1	Sep 11, 2018	S	7,210	$52.37	D	19,095	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$25.85	Sep 10, 2018	M	1,290	D	—	Jun 28, 2023	Class A Common Stock	1,290	24,710	D
Employee Stock Option (right to buy)^F4	$25.85	Sep 11, 2018	M	5,210	D	—	Jun 28, 2023	Class A Common Stock	5,210	19,500	D

F1Includes 536 restricted stock units vesting on November 6, 2018, 2,607 restricted stock units vesting in two substantially equal annual installments beginning on November 6, 2018, 3,750 shares of restricted stock vesting in three equal annual installments beginning on November 4, 2018 and 5,500 shares of restricted stock vesting in four equal annual installments beginning on November 6, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of Malibu Boats, Inc.'s (the "Issuer") Class A Common Stock.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $53.46, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $53.00, inclusive.
F4The option vests in four equal annual installments beginning on June 29, 2018. As of the date hereof, an option to purchase 6,500 shares had fully vested and the remaining option to purchase 19,500 shares will vest in three equal annual installments beginning on June 29, 2019.