SEC Form 4 · accession 0000350894-18-000047
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Sep 12, 2018 | M | 15,000 | $33.76 | A | 27,540 | D | |
| COMMON STOCK | Sep 12, 2018 | S | 15,000 | $62.72 | D | 12,540 | D | |
| COMMON STOCK | holding | — | — | — | 30,213 | I | Held in 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $33.76 | Sep 12, 2018 | M | 15,000 | A | Dec 31, 2015 | Dec 11, 2022 | STOCK OPTION (RIGHT TO PURCHASE) | 15,000 | 0 | D |