SEC Form 4 · accession 0001493152-18-013185
MEXCO ENERGY CORP · MXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy McComic
Officer — PRESIDENT
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066418
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONSF1,F3,F2 | $4.84 | Sep 11, 2018 | A | 25,000 | A | Sep 11, 2019 | Sep 11, 2028 | COMMON STOCK | 25,000 | 121,100 | D |
Explanation of responses
- F1Options granted pursuant to Mexco Energy Corporation 2009 Employee Incentive Stock Plan.
- F2The shares vest 1/4 each year for four consecutive years ( 1/4 in 2019, 1/4 in 2020, 1/4 in 2021 and 1/4 in 2022).
- F3Of these 121,100 option shares, 96,100 are vested and can be acquired at the following prices: 21,100 shares @ $6.29 per share; 25,000 shares @ $6.80 per share; 25,000 shares @ $5.98 per share; and, 25,000 @ $7.00 per share