Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 30, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

182 filings · trading day Jul 30, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 25, 2018 MForm 4 →	Jul 27, 4:16 pm EDT	COMMVAULT SYSTEMS INCCVLT	Ronald L MiillerSVP, Worldwide Sales	101,521	$34.73	$3,525,581	2,491	—
Jul 25, 2018 CMForm 4 →	Jul 27, 4:24 pm EDT	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	261,816	$2.76	$722,612	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:22 pm EDT	LANDEC CORP \CA\LNDC	Molly HemmeterChief Executive Officer	79,461	$14.35	$609,875	567,500	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:01 pm EDT	First Connecticut Bancorp, Inc.FBNK	Gregory A WhiteEVP, CFO, Treasurer	25,000	$12.95	$323,750	85,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:23 pm EDT	LANDEC CORP \CA\LNDC	Gregory S SkinnerVP Finance and Admin & CFO	34,663	$14.35	$266,193	114,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 1:31 pm EDT	COMMUNITY WEST BANCSHARES /CWBC	Timothy Joseph StronksChief Operating Officer	20,000	$12.68	$253,554	20,000	—
Jul 30, 2018 MForm 4 →	Jul 30, 1:49 pm EDT	CHEMED CORPCHE	Michael D Witzemanvice president and controller	3,551	$70.30	$249,635	22,667	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:23 pm EDT	LANDEC CORP \CA\LNDC	James G HallVice President	38,545	$14.35	$242,156	121,875	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:10 pm EDT	SIRIUS XM HOLDINGS INC.(SIRI)	Kristina SalenDirector	20,900	$7.14	$149,226	20,900	—
Jul 27, 2018 AForm 4 →	Jul 30, 2:13 pm EDT	SCANA CORPSCG	Patricia D GallowayDirector	3,288	$39.96	$131,400	3,288	—
Jul 26, 2018 AForm 4 →	Jul 30, 3:34 pm EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	1,104	$81.28	$89,764	101,885	—
Jul 26, 2018 MForm 4 →	Jul 27, 5:29 pm EDT	FEDERAL AGRICULTURAL MORTGAGE CORPAGM	Stephen P MulleryEVP - General Counsel	3,000	$18.14	$54,420	0	—
Mar 31, 2018 AForm 4/A →	Jul 27, 4:28 pm EDT	Resolute Forest Products Inc.RFP	Richard D FalconerDirector	1,496	$8.27	$12,372	25,482	—
Jul 26, 2018 AForm 4 →	Jul 30, 2:25 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	80	$142.58	$11,406	7,095	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:29 pm EDT	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	210	$14.59	$3,058	399,683	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:31 pm EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	150	$14.59	$2,192	109,264	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:32 pm EDT	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergEVP & Pres-Global Networks&CTO, Director	130	$14.59	$1,904	1,914	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:28 pm EDT	VERIZON COMMUNICATIONS INCVZ	Timothy M ArmstrongEVP and President and CEO-Oath	123	$14.59	$1,788	17,011	—
Jul 26, 2018 AForm 4 →	Jul 30, 2:26 pm EDT	CATERPILLAR INCCAT	Ramin YounessiGroup President	9	$142.58	$1,283	234	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:30 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	87	$14.59	$1,269	80,231	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:28 pm EDT	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	83	$14.59	$1,211	20,166	—
Jul 26, 2018 AForm 4 →	Jul 30, 3:33 pm EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	12	$81.28	$990	5,751	—
Jul 27, 2018 PForm 4 →	Jul 30, 3:22 pm EDT	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	49	$19.48	$954	851	—
Jul 26, 2018 AForm 4 →	Jul 30, 12:31 pm EDT	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	38	$14.59	$560	55,008	—
Jul 27, 2018 PForm 4 →	Jul 30, 3:25 pm EDT	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	28	$19.48	$545	580	—
Jul 27, 2018 AForm 4 →	Jul 30, 3:48 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	8	$57.74	$450	7,186	—
Jul 27, 2018 PForm 4 →	Jul 30, 3:22 pm EDT	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	21	$19.48	$409	1,783	—
Jul 26, 2018 AForm 4 →	Jul 27, 4:53 pm EDT	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$311.23	$289	78	—
Jul 26, 2018 PForm 4 →	Jul 27, 4:43 pm EDT	FOSTER L B COFSTR	Legion Partners Asset Management, LLC +710% Owner	149	$0.2815	$42	187	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:01 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Steven L. HoerterChief Commercial Officer	2,050	—	—	62,700	—
Jun 7, 2011 AForm 4/A →	Jul 27, 2018, 4:02 pm EDT	ULTRALIFE CORPULBI	Michael D PopielecDirector, President and CEO, Director	200,000	—	—	200,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:03 pm EDT	Moelis & CoMC	Eric CantorMD & Vice Chairman, Director	3,006	—	—	2,218	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:05 pm EDT	Employers Holdings, Inc.EIG	John P NelsonEVP, Chief Admin Officer	7,698	—	—	3,723	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:06 pm EDT	Employers Holdings, Inc.EIG	Lenard T OrmsbyEVP, Chief Legal Officer	6,000	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:07 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	John MaraganoreChief Executive Officer, Director	50,000	—	—	98,636	—
Jul 27, 2018 MForm 4 →	Jul 27, 4:09 pm EDT	AKAMAI TECHNOLOGIES INCAKAM	Aaron AholaSVP & General Counsel	365	—	—	2,191	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:10 pm EDT	IRON MOUNTAIN INCIRM	Stuart B BrownEVP and CFO	8,748	—	—	7,312	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:13 pm EDT	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	30,435	—	—	1,733,548	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:14 pm EDT	At Home Group Inc.HOME	Alissa M AhlmanChief Design Officer	6,430	—	—	113,648	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:15 pm EDT	At Home Group Inc.HOME	Becky Kay HaislipChief Accounting Officer	7,194	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:15 pm EDT	SiteOne Landscape Supply, Inc.SITE	Doug BlackCEO, Director	12,000	—	—	857,448	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:16 pm EDT	At Home Group Inc.HOME	Norman E McLeodChief Development Officer	16,732	—	—	109,795	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:17 pm EDT	ETHAN ALLEN INTERIORS INCETH	James B. CarlsonDirector	4,265	—	—	4,265	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:18 pm EDT	ETHAN ALLEN INTERIORS INCETH	John J Dooner Jr.Director	4,265	—	—	4,265	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:18 pm EDT	ETHAN ALLEN INTERIORS INCETH	Domenick J. EspositoDirector	4,265	—	—	4,265	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:19 pm EDT	ETHAN ALLEN INTERIORS INCETH	Mary GarrettDirector	4,265	—	—	4,265	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:19 pm EDT	ETHAN ALLEN INTERIORS INCETH	James W. SchmotterDirector	4,265	—	—	4,265	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:19 pm EDT	ETHAN ALLEN INTERIORS INCETH	Tara I. StacomDirector	4,265	—	—	4,265	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:19 pm EDT	Anthem, Inc.ANTM	Craig E SamittEVP & President, DBG	25,804	—	—	9,188	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:23 pm EDT	National Vision Holdings, Inc.EYE	Mitchell GoodmanSVP, GC and Secretary	65,488	—	—	12,786	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:26 pm EDT	National Vision Holdings, Inc.EYE	Jeff BusbeeSVP, Chief HR Officer	40,859	—	—	0	—
Jul 24, 2018 AForm 4 →	Jul 27, 4:27 pm EDT	Evofem Biosciences, Inc.EVFM	Anthony Stephen O'BrienDirector	12,875	—	—	12,875	—	late
Jul 25, 2018 MForm 4 →	Jul 27, 4:27 pm EDT	National Vision Holdings, Inc.EYE	John VaughtSVP, Chief Information Officer	16,403	—	—	10,421	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:28 pm EDT	National Vision Holdings, Inc.EYE	Patrick R. MooreSVP, Chief Financial Officer	9,154	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:30 pm EDT	FEDEX CORPFDX	Marvin R EllisonDirector	223	—	—	0	—
Jul 25, 2018 XForm 4 →	Jul 27, 4:31 pm EDT	CYTORI THERAPEUTICS, INC.CTYX	Tiago GiraoVP & Chief Financial Officer	1,052	—	—	1,050	—
Jul 25, 2018 XForm 4 →	Jul 27, 4:32 pm EDT	CYTORI THERAPEUTICS, INC.CTYX	Marc H HedrickPresident and CEO	36,820	—	—	36,750	—
Jul 25, 2018 XForm 4 →	Jul 27, 4:33 pm EDT	CYTORI THERAPEUTICS, INC.CTYX	Richard J HawkinsDirector	10,520	—	—	10,500	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:33 pm EDT	UNITED TECHNOLOGIES CORP /DE/UTX	Charles D GillExecutive VP & General Counsel	30,000	—	—	30,500	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:33 pm EDT	UNITED TECHNOLOGIES CORP /DE/UTX	Akhil JohriExecutive VP and CFO	7,250	—	—	7,250	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:35 pm EDT	INTEL CORPINTC	Andy D BryantChairman, Director	3,032	—	—	6,064	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:36 pm EDT	Solid Biosciences Inc.SLDB	Adam KoppelDirector	1,835	—	—	1,835	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:38 pm EDT	Ameresco, Inc.AMRC	Louis P MaltezosExecutive Vice President	5,000	—	—	48,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:38 pm EDT	INTEL CORPINTC	Kevin Thomas McBrideVP Finance, Controller	193	—	—	388	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:42 pm EDT	INTEL CORPINTC	Venkata S M RenduchintalaGroup President (TSCG)	29,272	—	—	13,382	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:45 pm EDT	CalAmp Corp.CAMP	Kimberly AlexyDirector	5,546	—	—	5,546	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:46 pm EDT	INTEL CORPINTC	Steven Ralph RodgersEVP General Counsel	4,432	—	—	8,866	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:48 pm EDT	CalAmp Corp.CAMP	Kurtis Joseph BinderChief Financial Officer	47,600	—	—	20,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:48 pm EDT	INTEL CORPINTC	Navin ShenoyEVP, GM - Data Center Group	2,509	—	—	5,019	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:49 pm EDT	Flux Power Holdings, Inc.FLUX	Ronald F DuttCEO; CFO, Director	335,264	—	—	335,264	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:50 pm EDT	CalAmp Corp.CAMP	Michael J BurdiekPresident & CEO, Director	92,000	—	—	38,800	—
Jul 26, 2018 CForm 4 →	Jul 27, 4:50 pm EDT	Shake Shack Inc.SHAK	Randall J Garutti +3Chief Executive Officer, Director, 10% Owner	30,000	—	—	454,051	—
Jul 25, 2018 MForm 4 →	Jul 27, 4:52 pm EDT	Groupon, Inc.GRPN	Michael O RandolfiCFO	47,143	—	—	141,429	—
Jul 26, 2018 AForm 4 →	Jul 27, 4:53 pm EDT	ITUS CorpITUS	Lewis H Titterton Jr.Director	300,000	—	—	300,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:53 pm EDT	CalAmp Corp.CAMP	Jeffery R GardnerDirector	5,546	—	—	12,171	—
Jul 25, 2018 CForm 4 →	Jul 27, 4:54 pm EDT	Shake Shack Inc.SHAK	Green Equity Investors VI, L.P. +7Director, 10% Owner	672,295	—	—	86,217	—
Jul 25, 2018 CForm 4 →	Jul 27, 4:56 pm EDT	Shake Shack Inc.SHAK	Jonathan D SokoloffDirector, 10% Owner	672,295	—	—	1,267,416	—
Jul 26, 2018 MForm 4 →	Jul 27, 4:57 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Nikhil M VartyChief Executive Officer	11,854	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 4:57 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Susan B. WasherPresident and CEO, Director	100,000	—	—	100,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:00 pm EDT	CalAmp Corp.CAMP	Albert J MoyerDirector	5,546	—	—	33,344	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:00 pm EDT	NETSCOUT SYSTEMS INCNTCT	Anil K SinghalChief Executive Officer, Director	60,000	—	—	187,500	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:00 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	C Marc RichardsChief Financial Officer	1,013,776	—	—	0	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:01 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Jerry L DoctrowDirector	18,224	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:01 pm EDT	USANA HEALTH SCIENCES INCUSNA	Feng PengDirector	282	—	—	846	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:01 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Paul J KlaassenDirector	19,932	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:01 pm EDT	Liquidia Technologies IncLQDA	Stephen M BlochDirector	26,986	—	—	26,986	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:01 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Philip R SchimmelDirector	10,607	—	—	0	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:02 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	M Kathleen SmalleyDirector	15,581	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:02 pm EDT	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	540,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Liquidia Technologies IncLQDA	Neal Franklin FowlerChief Executive Officer, Director	192,008	—	—	192,008	—
Jul 26, 2018 MForm 4 →	Jul 27, 5:02 pm EDT	TRACTOR SUPPLY CO /DE/TSCO	Benjamin F Parrish Jr.EVP General Counsel	5,000	—	—	11,752	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Liquidia Technologies IncLQDA	Kevin K GordonPresident and CFO	82,168	—	—	168,660	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:02 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Donald C WoodDirector	18,505	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Liquidia Technologies IncLQDA	Raman SinghDirector	10,050	—	—	10,050	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:03 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Glenn Gary CohenDirector	11,375	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:03 pm EDT	Liquidia Technologies IncLQDA	Arthur S KirschDirector	10,050	—	—	10,050	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:03 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Gregory D NeebPresident, Chief Inv. Officer	1,672,155	—	—	0	—
Jul 26, 2018 DForm 4 →	Jul 27, 5:03 pm EDT	QUALITY CARE PROPERTIES, INC.QCP	Mark S OrdanDirector, Chief Exec. Officer, Director	2,398,498	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:05 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Mark S ShearmanChief Scientific Officer	85,000	—	—	85,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:05 pm EDT	K2M GROUP HOLDINGS, INC.KTWO	George Z MoratisGlobal Accounting Officer	5,675	—	—	5,675	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:16 pm EDT	CalAmp Corp.CAMP	Jorge TitingerDirector	5,546	—	—	27,162	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:17 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	William A. SullivanChief Financial Officer	60,000	—	—	60,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:27 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Stephen W PotterVP and Chief Business Officer	85,000	—	—	85,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:28 pm EDT	Liquidia Technologies IncLQDA	Edward T MathersDirector	26,986	—	—	26,986	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:29 pm EDT	Nabriva Therapeutics plcNBRV	Theodore R SchroederChief Executive Officer)	1,000,000	—	—	150,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:30 pm EDT	Nabriva Therapeutics plcNBRV	Steven P. GelonePresident and COO	77,500	—	—	77,500	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:36 pm EDT	Solid Biosciences Inc.SLDB	Adam Leo StoneDirector	1,835	—	—	1,835	—
Jul 26, 2018 MForm 4 →	Jul 27, 5:36 pm EDT	KANSAS CITY SOUTHERNKSU	Michael W UpchurchEVP & Chief Financial Officer	5,442	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:37 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Scott KoenigDirector	8,000	—	—	8,000	—	amended
Jul 25, 2018 AForm 4 →	Jul 27, 5:38 pm EDT	Solid Biosciences Inc.SLDB	PERCEPTIVE ADVISORS LLC +1Director, 10% Owner	1,835	—	—	1,835	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:40 pm EDT	LEMAITRE VASCULAR INCLMAT	Trent G KamkeSenior V. P., Operations	8	—	—	12	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:43 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Edward HurwitzDirector	8,000	—	—	8,000	—	amended
Jul 25, 2018 MForm 4 →	Jul 27, 5:44 pm EDT	HCA Healthcare, Inc.HCA	Kathryn A. TorresSVP-Payer Contracting & Align.	4,250	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:45 pm EDT	URANIUM ENERGY CORPUEC	Amir AdnaniPRESIDENT AND CEO, Director	400,000	—	—	2,365,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:45 pm EDT	HCA Healthcare, Inc.HCA	Jonathan B PerlinPres-Clinical Services & CMO	160,000	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:45 pm EDT	Kinder Morgan Canada LtdKML	Gordon M. RitchieDirector	10,000	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:46 pm EDT	LEMAITRE VASCULAR INCLMAT	Joseph P Pellegrino Jr.Chief Financial Officer, Director	10	—	—	42	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:47 pm EDT	URANIUM ENERGY CORPUEC	Spencer AbrahamDirector	45,000	—	—	1,270,000	—
Jul 25, 2018 MForm 4 →	Jul 27, 5:48 pm EDT	Kinder Morgan Canada LtdKML	Brooke N. WadeDirector	10,000	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:49 pm EDT	URANIUM ENERGY CORPUEC	Scott MelbyeEXECUTIVE VICE PRESIDENT	75,000	—	—	800,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:51 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Ivana MagovcevicDirector	8,000	—	—	8,000	—	amended
Jul 25, 2018 MForm 4 →	Jul 27, 5:51 pm EDT	LendingClub CorpLC	Sameer GulatiChief Operations Officer	15,725	—	—	345,957	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:51 pm EDT	URANIUM ENERGY CORPUEC	Pat ObaraCHIEF FINANCIAL OFFICER	100,000	—	—	668,000	—
Jul 26, 2018 MForm 4 →	Jul 27, 5:52 pm EDT	CRANE CO /DE/CR	Edward S SwitterV.P. Treasury & Tax	6,654	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:54 pm EDT	URANIUM ENERGY CORPUEC	David KongDirector	40,000	—	—	325,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:57 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	James RosenDirector	8,000	—	—	8,000	—	amended
Jul 25, 2018 AForm 4 →	Jul 27, 6:04 pm EDT	URANIUM ENERGY CORPUEC	Vincent Della VolpeDirector	40,000	—	—	315,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 6:04 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Anne VanlentDirector	8,000	—	—	8,000	—	amended
Jul 27, 2018 MForm 4 →	Jul 27, 6:06 pm EDT	FIRST MID ILLINOIS BANCSHARES INCFMBH	Laurel G AllenbaughExecutive Vice President	2,500	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 27, 6:21 pm EDT	PERMA FIX ENVIRONMENTAL SERVICES INCPESI	Stanley Robert CochranDirector	2,400	—	—	2,400	—
Jul 25, 2018 AForm 4 →	Jul 27, 6:24 pm EDT	URANIUM ENERGY CORPUEC	Ivan ObolenskyDirector	40,000	—	—	325,000	—
Jul 25, 2018 MForm 4/A →	Jul 27, 6:27 pm EDT	8X8 INC /DE/EGHT	Vladimir S JacimovicDirector	5,263	—	—	21,737	—
Jul 25, 2018 AForm 4 →	Jul 27, 6:36 pm EDT	URANIUM ENERGY CORPUEC	Ganpat ManiDirector	40,000	—	—	225,000	—
Jul 25, 2018 AForm 4 →	Jul 27, 6:46 pm EDT	URANIUM ENERGY CORPUEC	Moya Gloria L BallestaDirector	100,000	—	—	160,000	—
Jul 25, 2018 CForm 4 →	Jul 27, 6:47 pm EDT	SAExploration Holdings, Inc.SAEX	WHITEBOX ADVISORS LLC +210% Owner	46,675,170	—	—	17,427,095	—
Jul 24, 2018 AForm 4 →	Jul 27, 7:04 pm EDT	VISTA GOLD CORPVGZ	Frederick Hume EarnestPresident and CEO, Director	261,000	—	—	114,000	—	late
Jul 24, 2018 AForm 4 →	Jul 27, 7:08 pm EDT	VISTA GOLD CORPVGZ	John F EngeleSenior VP - CFO	104,000	—	—	49,000	—	late
Jul 25, 2018 MForm 4 →	Jul 27, 7:10 pm EDT	LEMAITRE VASCULAR INCLMAT	David B RobertsPresident and Director, Director	10	—	—	42	—
Jul 24, 2018 AForm 4 →	Jul 27, 7:11 pm EDT	VISTA GOLD CORPVGZ	John W. RozelleSenior Vice President	45,000	—	—	32,000	—	late
Jul 27, 2018 MForm 4 →	Jul 27, 7:14 pm EDT	SKYWORKS SOLUTIONS, INC.SWKS	David J AldrichDirector	10,000	—	—	43,499	—
Jul 20, 2018 DForm 4 →	Jul 27, 7:17 pm EDT	Klondex Mines Unlimited Liability CoKLDX	Blair Albert SchultzDirector	45,046	—	—	0	—	late
Jul 25, 2018 JForm 4 →	Jul 27, 7:27 pm EDT	CAMBRIDGE BANCORPCATC	Thomas Arthur JohnsonEVP / Consumer Lending Dir	6,837	—	—	429	—
Jul 25, 2018 MForm 4 →	Jul 27, 7:33 pm EDT	LEMAITRE VASCULAR INCLMAT	George W LeMaitreChairman and CEO, Director, 10% Owner	36	—	—	119	—
Jul 25, 2018 MForm 4 →	Jul 27, 8:06 pm EDT	CBS CORPCBS, CBS.A	Anthony G AmbrosioSr.EVP Chief Admin & HR Ofcr	15,679	—	—	31,359	—
Jul 25, 2018 MForm 4 →	Jul 27, 8:53 pm EDT	IROBOT CORPIRBT	Alison DeanEVP, CFO & Treasurer	6,822	—	—	6,721	—
Jul 26, 2018 MForm 4 →	Jul 27, 9:43 pm EDT	GENTHERM IncTHRM	Kenneth John PhillipsVP & General Counsel/Secretary	30,000	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 9:23 am EDT	PRICE T ROWE GROUP INCTROW	Christopher D AldersonVice President	82,560	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 10:41 am EDT	Beneficial Bancorp Inc.BNCL	Elizabeth H GemmillDirector	10,095	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 11:36 am EDT	USG CORPUSG	John M RealeSenior Vice President	8,550	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 11:45 am EDT	MUELLER INDUSTRIES INCMLI	Gennaro J FulvioDirector	9,778	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:05 pm EDT	COLUMBUS MCKINNON CORPCMCO	Heath A MittsDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:06 pm EDT	COLUMBUS MCKINNON CORPCMCO	Carthy Liam McDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:06 pm EDT	COLUMBUS MCKINNON CORPCMCO	Nicholas T PinchukDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:07 pm EDT	COLUMBUS MCKINNON CORPCMCO	R Scott TrumbullDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:07 pm EDT	COLUMBUS MCKINNON CORPCMCO	Ernest R VerebelyiDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:07 pm EDT	COLUMBUS MCKINNON CORPCMCO	Richard H FlemingDirector	383	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:20 pm EDT	USG CORPUSG	Christopher D MaceySenior Vice President	1,357	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 12:41 pm EDT	SHERWIN WILLIAMS COSHW	John G MorikisChairman, President & CEO, Director	21,446	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 12:42 pm EDT	SONOCO PRODUCTS COSON	Rodger D FullerSVP Paper/E Carriers/Display	10,000	—	—	19,762	—
Jul 26, 2018 MForm 4 →	Jul 30, 12:47 pm EDT	WATTS WATER TECHNOLOGIES INCWTS	Kenneth Robert LepageGeneral Counsel	6,201	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 12:58 pm EDT	USG CORPUSG	Matthew F HilzingerExecutive Vice President	34,300	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 1:09 pm EDT	AMPHENOL CORP /DE/APH	Craig A LampoSR VP & CFO	45,000	—	—	21,000	—
Jul 27, 2018 MForm 4 →	Jul 30, 1:11 pm EDT	AMPHENOL CORP /DE/APH	Lance E D'AmicoVP,Secretary & General Counsel	10,000	—	—	80,000	—
Jul 27, 2018 MForm 4 →	Jul 30, 1:32 pm EDT	HEALTHSTREAM INCHSTM	Jeff CunninghamChief Technology Officer	1,200	—	—	6,800	—
Jul 26, 2018 AForm 4 →	Jul 30, 1:44 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Norman J AbdallahPresident/CEO, Director	27,523	—	—	27,523	—
Jul 20, 2018 DForm 4 →	Jul 30, 1:45 pm EDT	Klondex Mines Unlimited Liability CoKLDX	Michael B. Doolin Jr.COO	380,426	—	—	0	—	late
Jul 26, 2018 AForm 4 →	Jul 30, 1:48 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Neil H ThomsonChief Financial Officer	13,761	—	—	13,761	—
Jul 26, 2018 AForm 4 →	Jul 30, 1:53 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	William S MartensChief Development Officer	1,835	—	—	1,835	—
Jul 27, 2018 MForm 4 →	Jul 30, 1:54 pm EDT	ENPRO INDUSTRIES, INCNPO	Marvin RileyEVP and COO	3,000	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 1:57 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	April L ScopaChief People Officer	1,835	—	—	1,835	—
Jul 27, 2018 MForm 4 →	Jul 30, 1:59 pm EDT	USG CORPUSG	Jennifer F. ScanlonPresident and CEO, Director	53,220	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 2:19 pm EDT	HOME BANCORP, INC.HBCP	John W. BordelonPresident and CEO, Director	22,668	—	—	87,832	—
Jul 30, 2018 MForm 4 →	Jul 30, 2:47 pm EDT	COMFORT SYSTEMS USA INCFIX	Brian E. LanePresident/Chief Executive Off., Director	29,247	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 3:06 pm EDT	UFP TECHNOLOGIES INCUFPT	W David SmithVice President	14	—	—	9,886	—
Jul 27, 2018 MForm 4 →	Jul 30, 3:34 pm EDT	TOMPKINS FINANCIAL CORPTMP	Gregory J HartzEVP, Pres.&CEO Tompkins Trust	1,489	—	—	1,856	—
Jul 26, 2018 MForm 4 →	Jul 30, 3:37 pm EDT	FRANKLIN ELECTRIC CO INCFELE	Gregg C SengstackChairman and CEO	24,108	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 3:49 pm EDT	AMPHENOL CORP /DE/APH	Jean-Luc GavelleVice President	30,000	—	—	142,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 3:54 pm EDT	ACHIEVE LIFE SCIENCES, INC.ACHV	John BencichCFO & COO	25,000	—	—	25,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 3:54 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Albert J NeupaverDirector	104,000	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 3:56 pm EDT	ACHIEVE LIFE SCIENCES, INC.ACHV	Anthony ClarkePresident & CSO, Director	20,000	—	—	20,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 3:58 pm EDT	ACHIEVE LIFE SCIENCES, INC.ACHV	Cindy JacobsEVP, CMO	20,000	—	—	20,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 3:58 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Patrick D DuganEVP & Chief Financial Officer	14,280	—	—	3,675	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.