SEC Form 4/A · accession 0001437749-18-013900
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael D Popielec
Officer — Director, President and CEO · Director
Period of report
Jun 7, 2011
Accepted (ET)
Jul 27, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.00 | Jun 7, 2011 | A | 200,000 | A | — | Dec 30, 2020 | Common Stock; $.10 par value | 200,000 | 200,000 | D |
Explanation of responses
- F1Per Form 4 filed on June 7, 2011 and as amended on August 29, 2011, vesting for this option was to begin on the date the Company's Common Stock first reaches a closing price of $10.00 for 15 trading days in a 30 trading-day period, with such vesting in equal amounts of 50,000 shares over the four anniversary dates of such date. On July 25, 2018 our Board of Directors, on recommendation of the Compensation and Management Committee and pursuant to the Company's Amended and Restated 2004 Long-Term Incentive Plan, modified this option such that it will fully vest immediately upon the Company's Common Stock first reaching a closing price of $10.00 for 15 trading days in a 30 trading-day period.