SEC Form 4 · accession 0001209191-18-044291
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2018 | M | 637 | $43.35 | A | 87,523 | D | |
| Common Stock | Jul 25, 2018 | M | 812 | $35.43 | A | 88,335 | D | |
| Common Stock | Jul 25, 2018 | M | 1,068 | $34.30 | A | 89,403 | D | |
| Common Stock | Jul 25, 2018 | M | 1,075 | $32.38 | A | 90,478 | D | |
| Common Stock | Jul 25, 2018 | M | 1,736 | $33.14 | A | 92,214 | D | |
| Common Stock | Jul 25, 2018 | M | 1,494 | $37.62 | A | 93,708 | D | |
| Common Stock | Jul 25, 2018 | S | 16,778 | $85.00 | D | 76,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $43.35 | Jul 25, 2018 | M | 637 | D | — | Mar 7, 2021 | Common Stock | 637 | 0 | D |
| Employee Stock Option (Right to buy)F2 | $35.43 | Jul 25, 2018 | M | 812 | D | — | Jun 6, 2021 | Common Stock | 812 | 0 | D |
| Employee Stock Option (Right to buy)F3 | $34.30 | Jul 25, 2018 | M | 1,068 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock | 1,068 | 2,137 | D |
| Employee Stock Option (Right to buy)F3 | $32.38 | Jul 25, 2018 | M | 1,075 | D | Jun 5, 2015 | Jun 5, 2022 | Common Stock | 1,075 | 2,687 | D |
| Employee Stock Option (Right to buy)F3 | $33.14 | Jul 25, 2018 | M | 1,736 | D | Mar 11, 2016 | Mar 11, 2023 | Common Stock | 1,736 | 6,944 | D |
| Employee Stock Option (Right to buy)F3 | $37.62 | Jul 25, 2018 | M | 1,494 | D | Jun 10, 2016 | Jun 10, 2023 | Common Stock | 1,494 | 6,721 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2018.
- F2This option is currently exercisable.
- F3This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.