SEC Form 4 · accession 0001739481-18-000033
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W David Smith
Officer — Vice President
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Jul 26, 2018 | M | 14 | $21.67 | A | 12,565 | D | |
| Common Stock, $.01 Par Value | Jul 26, 2018 | S | 14 | $34.00 | D | 12,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF2 | $21.67 | Jul 26, 2018 | M | 14 | D | — | Sep 12, 2018 | Common Stock, $.01 Par Value | 14 | 9,886 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
- F2The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.