SEC Form 4 · accession 0001140361-18-033934
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Jul 24, 2018
Accepted (ET)
Jul 27, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.62 | Jul 24, 2018 | A | 13,000 | A | — | Jul 24, 2023 | Common Shares | 13,000 | 13,000 | D |
| Phantom StockF2,F3 | — | Jul 24, 2018 | A | 32,000 | A | — | Jul 24, 2021 | Common Shares | 32,000 | 32,000 | D |
Explanation of responses
- F1The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020.
- F2Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp.
- F3The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021.