SEC Form 4 · accession 0001499807-18-000083
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Z Moratis
Officer — Global Accounting Officer
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 25, 2018 | A | 2,383 | $0.00 | A | 23,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $20.98 | Jul 25, 2018 | A | 5,675 | A | — | Jul 24, 2028 | Common Stock | 5,675 | 5,675 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on July 25, 2019, July 25, 2020, and July 25, 2021.
- F2Includes shares of common stock acquired under the issuer's employee stock purchase plan.
- F3An option which vests in three equal installments on July 25, 2019, July 25, 2020, and July 25, 2021.