SEC Form 4 · accession 0001127602-18-023989

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Jul 26, 2018

Accepted (ET)

Jul 30, 2018 · 9:23 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 26, 2018	A	10	$110.1991	A	114,860	D
Common Stock	Jul 26, 2018	M	41,639	$45.7933	A	156,499	D
Common Stock	Jul 26, 2018	M	40,921	$67.5613	A	197,420	D
Common Stock^F2	Jul 26, 2018	S	41,639	$121.8897	D	155,781	D
Common Stock	Jul 26, 2018	F	31,282	$121.60	D	124,499	D
Common Stock	holding	—	—		—	262,000	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F3	$45.7933	Jul 26, 2018	M	41,639	D	Nov 1, 2011	Sep 8, 2020	Common Stock	41,639	0	D
Stock Options (Right to Buy)^F4	$67.5613	Jul 26, 2018	M	40,921	D	Nov 1, 2012	Feb 17, 2021	Common Stock	40,921	0	D

F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2The range of prices for this transaction were $121.60 to $122.47. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
F309/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
F402/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.