SEC Form 4 · accession 0001005229-18-000318
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carthy Liam Mc
Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2018 | M | 383 | $0.00 | A | 22,210 | D | |
| Common Stock | holding | — | — | — | 21,827 | D | ||
| Common Stock | holding | — | — | — | 16,612 | I | By the Liam McCarthy 2009 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jul 27, 2018 | M | 383 | D | — | — | Common Stock | 383 | 0 | D |
Explanation of responses
- F1383.1428 restricted stock units became fully vested on July 27, 2018, of which 383 shares were issued as common stock and .1428 was issued in cash of $5.96.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.