SEC Form 4 · accession 0001209191-18-044194

COMMVAULT SYSTEMS INC · CVLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Worldwide Sales

Period of report

Jul 25, 2018

Accepted (ET)

Jul 27, 2018 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001169561

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jul 25, 2018	M	44,762	$26.83	A	140,666	D
Common Stock^F1	Jul 25, 2018	M	1,205	$38.74	A	141,871	D
Common Stock^F1,F2	Jul 25, 2018	S	43,392	$65.52	D	98,479	D
Common Stock^F1,F3	Jul 25, 2018	S	2,575	$66.07	D	95,904	D
Common Stock^F1	Jul 26, 2018	M	10,795	$38.74	A	106,699	D
Common Stock^F1	Jul 26, 2018	M	44,759	$41.55	A	151,458	D
Common Stock^F1,F4	Jul 26, 2018	S	55,554	$65.17	D	95,904	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase Common Stock^F1,F5	$26.83	Jul 25, 2018	M	44,762	D	—	Oct 14, 2020	Common Stock	44,762	0	D
Options to Purchase Common Stock^F1,F5	$38.74	Jul 25, 2018	M	1,205	D	—	Apr 14, 2021	Common Stock	1,205	10,795	D
Options to Purchase Common Stock^F1,F5	$38.74	Jul 26, 2018	M	10,795	D	—	Apr 14, 2021	Common Stock	10,795	0	D
Options to Purchase Common Stock^F1,F5	$41.55	Jul 26, 2018	M	44,759	D	—	Oct 14, 2021	Common Stock	44,759	2,491	D

F1All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00 inclusive.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.02 to $66.25 inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.85 inclusive.
F5The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.