SEC Form 4 · accession 0001209191-18-044331
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Cunningham
Officer — Chief Technology Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2018 | M | 1,200 | $0.00 | A | 1,200 | D | |
| Common StockF2 | Jul 27, 2018 | F | 287 | $28.36 | D | 913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4,F5 | $0.00 | Jul 27, 2018 | M | 1,200 | D | — | — | Common Stock | 1,200 | 6,800 | D |
Explanation of responses
- F1Shares acquired on vesting of restricted share units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
- F4The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 1,200 RSU's vest on July 27, 2018, 1,600 RSU's vest on July 27, 2019, 2,400 RSU's vest on July 27, 2020, and 2,800 RUS's vest on July 27, 2021.
- F5Not applicable.