SEC Form 4 · accession 0001638599-18-000858
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ganpat Mani
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 25, 2018 | A | 15,000 | $1.53 | A | 71,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONSF1,F2 | $1.53 | Jul 25, 2018 | A | 40,000 | A | Jul 25, 2018 | Jul 25, 2023 | COMMON STOCK | 40,000 | 225,000 | D |
Explanation of responses
- F1Granted pursuant to and in accordance with the Company stock incentive plan.
- F2Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).