SEC Form 4 · accession 0001179110-18-009955
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Cantor
Officer — MD & Vice Chairman · Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 25, 2018 | M | 3,006 | — | A | 23,930 | D | |
| Class A Common Stock | Jul 25, 2018 | F | 1,380 | $63.70 | D | 22,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Incentive RSUs (June)F2 | — | Jul 25, 2018 | M | 1,453 | D | — | — | Class A Common Stock | 1,453 | 2,908 | D |
| 2016 Incentive RSUs (June)F2 | — | Jul 25, 2018 | M | 1,000 | D | — | — | Class A Common Stock | 1,000 | 3,001 | D |
| 2017 Incentive RSUs (June)F2 | — | Jul 25, 2018 | M | 554 | D | — | — | Class A Common Stock | 554 | 2,218 | D |
Explanation of responses
- F1Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- F2The RSUs were settled for Class A common stock on July 25,2018.