SEC Form 4 · accession 0000757011-18-000067
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew F Hilzinger
Officer — Executive Vice President
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | M | 34,300 | $16.80 | A | 59,895 | D | |
| Common StockF1 | Jul 27, 2018 | S | 34,300 | $43.0265 | D | 25,595 | D | |
| Common StockF2 | Jul 27, 2018 | G | 25,595 | $0.00 | D | 0 | D | |
| Common StockF2,F3 | Jul 27, 2018 | G | 25,595 | $0.00 | A | 61,175 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $16.80 | Jul 27, 2018 | M | 34,300 | D | — | Apr 16, 2022 | Common Stock | 34,300 | 0 | D |
Explanation of responses
- F1The per share sales price for the common stock sold in the reported transaction ranged from $43.00 to $43.08. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2The reporting person transferred these shares to M&S Hilzinger Family, LP, a limited partnership of which the reporting person and his wife, through their ownership in M&S Hilzinger Family GP, LLC, are the sole general partners and of which the reporting person and his wife were then the sole limited partners.
- F3Shares are held by M&S Hilzinger Family, LP.
- F4The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on April 16, 2013.