SEC Form 4 · accession 0001179110-18-009962
ETHAN ALLEN INTERIORS INC · ETD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tara I. Stacom
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $23.45 | Jul 25, 2018 | A | 4,265 | A | — | Jul 25, 2028 | Common Stock | 4,265 | 4,265 | D |
Explanation of responses
- F1Corrects balance reported incorrectly on Form 4 filed on July 27, 2018.
- F2Options vest ratably over three years.