Company · CIK 0001379785 · NYSE
Barings BDC, Inc. · BBDC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2018 PForm 4/A → | Nov 8, 3:54 pm EST | BARINGS LLC10% Owner | 104,662 | $10.07 | $1,054,178 | 8,962,243 | +1.18% | plan? |
| Oct 1, 2018 PForm 4 → | Oct 1, 5:44 pm EDT | BARINGS LLC10% Owner | 79,200 | $10.08 | $798,281 | 8,936,781 | +0.89% | plan? amended |
| Sep 28, 2018 PForm 4 → | Oct 1, 5:37 pm EDT | Christopher CaryTreasurer | 6,000 | $10.01 | $60,071 | 6,000 | — | plan? |
| Sep 28, 2018 PForm 4 → | Sep 28, 5:10 pm EDT | BARINGS LLC10% Owner | 75,079 | $10.02 | $751,999 | 8,857,581 | +0.85% | plan? |
| Sep 28, 2018 PForm 4 → | Sep 28, 4:40 pm EDT | Michael FrenoDirector | 10,000 | $10.01 | $100,127 | 10,000 | — | plan? |
| Sep 27, 2018 PForm 4 → | Sep 28, 9:50 am EDT | John SwitzerDirector | 2,000 | $10.02 | $20,040 | 2,000 | — | plan? |
| Sep 24, 2018 PForm 4 → | Sep 28, 3:14 pm EDT | BARINGS LLC10% Owner | 252,585 | $10.06 | $2,541,712 | 8,782,502 | +2.96% | plan? late |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:40 pm EDT | C. Robert Knox Jr.Principal Accounting Officer | 24,666 | $12.00 | $295,992 | 68,275 | — | plan? |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:39 pm EDT | Douglas A. VaughnChief Administrative Officer | 43,039 | $12.00 | $516,468 | 144,830 | — | plan? |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:39 pm EDT | Cary B. NordanChief Origination Officer | 46,186 | $12.00 | $554,232 | 167,689 | — | plan? |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:38 pm EDT | Jeffrey A. DombcikChief Credit Officer | 43,713 | $12.00 | $524,556 | 146,713 | — | plan? |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:37 pm EDT | Steven C LillyCFO and Secretary, Director | 51,804 | $12.00 | $621,648 | 256,818 | — | plan? |
| Jul 31, 2018 FForm 4 → | Aug 2, 4:37 pm EDT | E. Ashton PoolePresident and CEO, Director | 65,549 | $12.00 | $786,588 | 181,534 | — | plan? |
| May 2, 2018 AForm 4 → | May 7, 8:12 pm EDT | W McComb DunwoodyDirector | 4,351 | $11.49 | $49,993 | 113,323 | — | plan? late |
| May 2, 2018 AForm 4 → | May 7, 8:11 pm EDT | Benjamin S GoldsteinDirector | 4,351 | $11.49 | $49,993 | 65,873 | — | plan? late |
| May 2, 2018 AForm 4 → | May 7, 8:10 pm EDT | Mark M GambillDirector | 4,351 | $11.49 | $49,993 | 34,301 | — | plan? late |
| May 2, 2018 AForm 4 → | May 7, 7:49 pm EDT | Simon B. Rich Jr.Director | 4,351 | $11.49 | $49,993 | 95,276 | — | plan? late |
| May 2, 2018 AForm 4 → | May 7, 7:48 pm EDT | Mark F MulhernDirector | 4,351 | $11.49 | $49,993 | 9,791 | — | plan? late |
| May 2, 2018 AForm 4 → | May 7, 7:48 pm EDT | Garland S Tucker IIIDirector | 4,351 | $11.49 | $49,993 | 146,031 | — | plan? late |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:09 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 26,000 | $10.68 | $277,680 | 92,941 | — | plan? |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:09 pm EST | Douglas A. VaughnChief Administrative Officer | 46,000 | $10.68 | $491,280 | 187,869 | — | plan? |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:08 pm EST | Cary B. NordanChief Origination Officer | 46,000 | $10.68 | $491,280 | 213,875 | — | plan? |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:08 pm EST | Jeffrey A. DombcikChief Credit Officer | 46,000 | $10.68 | $491,280 | 190,426 | — | plan? |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:07 pm EST | Steven C LillyCFO and Secretary, Director | 53,000 | $10.68 | $566,040 | 308,622 | — | plan? |
| Feb 8, 2018 AForm 4 → | Feb 9, 5:06 pm EST | E. Ashton PoolePresident and CEO, Director | 63,000 | $10.68 | $672,840 | 247,083 | — | plan? |
| Feb 5, 2018 FForm 4 → | Feb 6, 5:12 pm EST | Douglas A. VaughnChief Administrative Officer | 14,369 | $10.25 | $147,282 | 141,869 | — | plan? |
| Feb 5, 2018 FForm 4 → | Feb 6, 5:11 pm EST | Cary B. NordanChief Origination Officer | 16,107 | $10.25 | $165,097 | 167,875 | — | plan? |
| Feb 5, 2018 FForm 4 → | Feb 6, 5:09 pm EST | Jeffrey A. DombcikChief Credit Officer | 14,706 | $10.25 | $150,737 | 144,426 | — | plan? |
| Feb 5, 2018 FForm 4 → | Feb 6, 4:55 pm EST | E. Ashton PoolePresident and CEO, Director | 18,689 | $10.25 | $191,562 | 184,083 | — | plan? |
| Aug 29, 2017 FForm 4 → | Aug 31, 4:02 pm EDT | E. Ashton PoolePresident and CEO, Director | 4,842 | $13.77 | $66,674 | 201,890 | — | plan? |
| Jun 23, 2017 SForm 4 → | Jun 26, 4:01 pm EDT | C. Robert Knox Jr.Principal Accounting Officer | 3,000 | $17.72 | $53,169 | 75,716 | −3.81% | plan? |
| May 3, 2017 AForm 4 → | Jun 19, 5:58 pm EDT | Mark M GambillDirector | 2,694 | — | — | 27,381 | — | plan? late |
| May 3, 2017 AForm 4 → | Jun 19, 5:58 pm EDT | Simon B. Rich Jr.Director | 2,694 | — | — | 90,357 | — | plan? late |
| May 3, 2017 AForm 4 → | Jun 19, 5:57 pm EDT | Mark F MulhernDirector | 2,694 | — | — | 5,194 | — | plan? late |
| May 3, 2017 AForm 4 → | Jun 19, 5:56 pm EDT | Benjamin S GoldsteinDirector | 2,694 | — | — | 55,102 | — | plan? late |
| May 3, 2017 AForm 4 → | Jun 19, 5:55 pm EDT | W McComb DunwoodyDirector | 2,694 | — | — | 108,972 | — | plan? late |
| Apr 3, 2017 SForm 4 → | Apr 4, 4:05 pm EDT | W McComb DunwoodyDirector | 49,286 | $18.86 | $929,495 | 106,278 | −31.7% | plan? |
| Mar 31, 2017 FGForm 4 → | Feb 6, 2018, 4:56 pm EST | Steven C LillyCFO and Secretary, Director | 20,946 | $10.25 | $182,819 | 255,622 | — | plan? late |
| Mar 31, 2017 GForm 5 → | Feb 6, 2018, 4:51 pm EST | Garland S Tucker IIIDirector | 7,000 | — | — | 141,680 | — | plan? |
| Mar 14, 2017 FGForm 4 → | Feb 6, 2018, 5:10 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 8,801 | $10.25 | $85,085 | 66,941 | — | plan? late |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:13 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 7,625 | $19.67 | $149,984 | 78,716 | — | plan? |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:12 pm EST | Douglas A. VaughnChief Administrative Officer | 13,798 | $19.67 | $271,407 | 156,238 | — | plan? |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:11 pm EST | Cary B. NordanChief Origination Officer | 15,281 | $19.67 | $300,577 | 183,982 | — | plan? |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:10 pm EST | Jeffrey A. DombcikChief Credit Officer | 14,154 | $19.67 | $278,409 | 159,132 | — | plan? |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:09 pm EST | Steven C LillyCFO and Secretary, Director | 17,351 | $19.67 | $341,294 | 275,283 | — | plan? |
| Feb 6, 2017 FForm 4 → | Feb 7, 4:07 pm EST | E. Ashton PoolePresident and CEO, Director | 13,202 | $19.67 | $259,683 | 206,732 | — | plan? |
| Feb 1, 2017 AForm 4 → | Feb 3, 4:08 pm EST | Cary B. NordanChief Origination Officer | 42,000 | $19.25 | $808,500 | 199,263 | — | plan? |
| Feb 1, 2017 AForm 4 → | Feb 3, 4:07 pm EST | Jeffrey A. DombcikChief Credit Officer | 39,000 | $19.25 | $750,750 | 173,286 | — | plan? |
| Feb 1, 2017 AForm 4 → | Feb 3, 4:05 pm EST | E. Ashton PoolePresident and CEO, Director | 53,500 | $19.25 | $1,029,875 | 219,934 | — | plan? |
| Dec 20, 2016 SForm 4 → | Dec 21, 5:02 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 400 | $18.50 | $7,400 | 66,423 | −0.60% | plan? |
| Dec 5, 2016 AGForm 4 → | Feb 3, 2017, 4:09 pm EST | Douglas A. VaughnChief Administrative Officer | 41,100 | $19.25 | $750,750 | 5,113 | — | plan? late |
| Aug 29, 2016 FForm 4 → | Aug 30, 4:11 pm EDT | E. Ashton PoolePresident and CEO, Director | 4,868 | $20.09 | $97,798 | 165,215 | — | plan? |
| May 25, 2016 AForm 4 → | May 27, 4:17 pm EDT | Sherwood Hubbard Smith Jr.Director | 2,721 | — | — | 83,152 | — | plan? |
| May 25, 2016 AForm 4 → | May 27, 4:16 pm EDT | Simon B. Rich Jr.Director | 2,721 | — | — | 87,128 | — | plan? |
| May 25, 2016 AForm 4 → | May 27, 4:15 pm EDT | Benjamin S GoldsteinDirector | 2,721 | — | — | 47,693 | — | plan? |
| May 25, 2016 AForm 4 → | May 27, 4:14 pm EDT | Mark M GambillDirector | 2,721 | — | — | 22,928 | — | plan? |
| May 25, 2016 AForm 4 → | May 27, 4:13 pm EDT | W McComb DunwoodyDirector | 2,721 | — | — | 155,564 | — | plan? |
| May 13, 2016 PForm 4 → | May 16, 7:53 am EDT | Benjamin S GoldsteinDirector | 3,000 | $18.35 | $55,050 | 44,972 | +7.15% | plan? |
| May 9, 2016 PForm 4 → | May 10, 6:33 pm EDT | Simon B. Rich Jr.Director | 5,000 | $17.30 | $86,500 | 84,407 | +6.30% | plan? |
| May 9, 2016 PForm 4 → | May 10, 4:17 pm EDT | Sherwood Hubbard Smith Jr.Director | 4,000 | $17.12 | $68,480 | 80,431 | +5.23% | plan? |
| May 9, 2016 PForm 4 → | May 9, 8:16 pm EDT | E. Ashton PoolePresident and CEO, Director | 28,600 | $17.78 | $508,444 | 1,666 | — | plan? |
| May 9, 2016 PForm 4 → | May 9, 8:13 pm EDT | Steven C LillyCFO and Secretary, Director | 6,000 | $17.64 | $105,860 | 249,620 | +2.46% | plan? |
| May 9, 2016 PForm 4 → | May 9, 8:12 pm EDT | Brent P W BurgessChief Investment Officer, Director | 6,000 | $17.25 | $103,500 | 235,521 | +2.61% | plan? |
| Mar 22, 2016 SForm 4 → | Mar 23, 4:12 pm EDT | C. Robert Knox Jr.Principal Accounting Officer | 3,000 | $19.91 | $59,739 | 66,823 | −4.30% | plan? |
| Mar 16, 2016 AGForm 4 → | Feb 3, 2017, 4:10 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 23,102 | $19.25 | $413,875 | 86,341 | — | plan? late |
| Mar 8, 2016 AGForm 4 → | Feb 3, 2017, 4:06 pm EST | Steven C LillyCFO and Secretary, Director | 48,000 | $19.25 | $866,250 | 292,634 | — | plan? late |
| Feb 18, 2016 GForm 5 → | Feb 7, 2017, 4:22 pm EST | Garland S Tucker IIIDirector | 108,000 | — | — | 69,237 | — | plan? |
| Feb 3, 2016 AFForm 4 → | Feb 5, 5:16 pm EST | E. Ashton PoolePresident and CEO, Director | 50,698 | $17.62 | $893,491 | 143,783 | — | plan? |
| Sep 30, 2015 PForm 4 → | Oct 1, 4:10 pm EDT | Simon B. Rich Jr.Director | 15,000 | $16.17 | $242,505 | 79,114 | +23.4% | plan? |
| Sep 29, 2015 PForm 4 → | Sep 29, 7:25 pm EDT | Simon B. Rich Jr.Director | 5,000 | $15.57 | $77,850 | 64,114 | +8.46% | plan? |
| Sep 29, 2015 PForm 4 → | Sep 29, 4:12 pm EDT | Sherwood Hubbard Smith Jr.Director | 6,000 | $16.04 | $96,240 | 73,614 | +8.87% | plan? |
| Sep 29, 2015 PForm 4 → | Sep 29, 4:12 pm EDT | Garland S Tucker IIIChairman and CEO, Director | 1,500 | $16.11 | $24,165 | 262,556 | +0.57% | plan? |
| Sep 17, 2015 PForm 4 → | Sep 21, 4:07 pm EDT | Simon B. Rich Jr.Director | 500 | $18.40 | $9,200 | 59,114 | +0.85% | plan? |
| Sep 11, 2015 PForm 4 → | Sep 14, 4:34 pm EDT | Garland S Tucker IIIChairman and CEO, Director | 2,000 | $18.29 | $36,580 | 261,056 | +0.77% | plan? |
| Sep 9, 2015 PForm 4 → | Sep 10, 4:22 pm EDT | Simon B. Rich Jr.Director | 10,340 | $18.69 | $193,255 | 5,590 | — | plan? |
| Aug 31, 2015 FForm 4 → | Sep 1, 4:19 pm EDT | E. Ashton PoolePresident and COO, Director | 4,868 | $20.00 | $97,360 | 108,077 | — | plan? |
| Jun 12, 2015 SForm 4 → | Jun 12, 5:13 pm EDT | Brent P W BurgessChief Investment Officer, Director | 7,500 | $23.53 | $176,450 | 221,588 | −3.27% | plan? |
| Jun 2, 2015 AFGForm 4 → | Feb 5, 2016, 5:18 pm EST | Brent P W BurgessChief Investment Officer, Director | 66,067 | $17.72 | $984,858 | 229,521 | — | plan? late |
| May 6, 2015 AForm 4 → | May 8, 4:28 pm EDT | Sherwood Hubbard Smith Jr.Director | 2,168 | — | — | 67,614 | — | plan? |
| May 6, 2015 AForm 4 → | May 8, 4:27 pm EDT | Simon B. Rich Jr.Director | 2,168 | — | — | 48,614 | — | plan? |
| May 6, 2015 AForm 4 → | May 8, 4:22 pm EDT | Benjamin S GoldsteinDirector | 2,168 | — | — | 37,626 | — | plan? |
| May 6, 2015 AForm 4 → | May 8, 4:17 pm EDT | Mark M GambillDirector | 2,168 | — | — | 18,666 | — | plan? |
| May 6, 2015 AForm 4 → | May 8, 4:15 pm EDT | W McComb DunwoodyDirector | 2,168 | — | — | 152,843 | — | plan? |
| Mar 30, 2015 AFGForm 4 → | Feb 5, 2016, 5:14 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 24,444 | $17.70 | $428,384 | 69,823 | — | plan? late |
| Mar 13, 2015 AFGForm 4 → | Feb 5, 2016, 5:15 pm EST | Steven C LillyCFO and Secretary, Director | 55,678 | $17.71 | $949,200 | 243,620 | — | plan? late |
| Mar 6, 2015 AFGForm 4 → | Feb 5, 2016, 5:17 pm EST | Garland S Tucker IIIDirector | 146,226 | $17.90 | $2,293,102 | 214,480 | — | plan? late |
| Feb 4, 2015 AFForm 4 → | Feb 6, 4:13 pm EST | E. Ashton PoolePresident and COO, Director | 47,820 | $21.78 | $1,041,520 | 112,945 | — | plan? |
| Dec 30, 2014 AFGForm 4 → | Feb 6, 2015, 4:07 pm EST | Brent P W BurgessChief Investment Officer, Director | 64,398 | $21.78 | $1,206,547 | 229,088 | — | plan? late |
| Jun 30, 2014 AFGForm 4 → | Feb 6, 2015, 4:10 pm EST | Steven C LillyCFO and Secretary, Director | 56,235 | $21.78 | $1,187,555 | 224,262 | — | plan? late |
| Jun 12, 2014 AFGForm 4 → | Feb 6, 2015, 4:15 pm EST | Garland S Tucker IIIChairman and CEO, Director | 81,215 | $21.78 | $1,585,911 | 32,587 | — | plan? late |
| Mar 13, 2014 AFGForm 4 → | Feb 6, 2015, 4:08 pm EST | C. Robert Knox Jr.Principal Accounting Officer | 23,955 | $21.78 | $509,543 | 60,248 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.