SEC Form 4 · accession 0001209191-16-139122
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and CEO · Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | F | 4,868 | $20.09 | D | 165,215 | D | |
| Common Stock | holding | — | — | — | 1,666 | I | By spouse (for son) | |
| Common Stock | holding | — | — | — | 1,666 | I | By spouse (for daughter) |
Table II — derivative securities
No Table II lines on this filing.