SEC Form 4 · accession 0001209191-17-050871
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and CEO · Director
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | F | 4,842 | $13.77 | D | 201,890 | D | |
| Common Stock | holding | — | — | — | 1,801 | I | By spouse (for son) | |
| Common Stock | holding | — | — | — | 1,801 | I | By spouse (for daughter) |
Table II — derivative securities
No Table II lines on this filing.