SEC Form 4 · accession 0001209191-15-010317
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Robert Knox Jr.
Officer — Principal Accounting Officer
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2014 | G | 260 | $0.00 | D | 49,926 | D | |
| Common Stock | Nov 14, 2014 | G | 300 | $0.00 | D | 49,626 | D | |
| Common Stock | Feb 4, 2015 | F | 6,395 | $21.78 | D | 43,231 | D | |
| Common StockF1 | Feb 4, 2015 | A | 17,000 | $21.78 | A | 60,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock received in 2014 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.