SEC Form 4 · accession 0001209191-16-096044
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and CEO · Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | A | 42,500 | $17.53 | A | 150,577 | D | |
| Common StockF1 | Feb 4, 2016 | F | 8,198 | $18.11 | D | 143,783 | D | |
| Common StockF2 | holding | — | — | — | 516 | I | By spouse (for son) | |
| Common StockF2 | holding | — | — | — | 516 | I | By spouse (for daughter) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,404 shares of common stock received in 2015 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.
- F2Includes 52 shares of common stock received in 2015 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.