SEC Form 4 · accession 0001209191-18-044990
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A. Vaughn
Officer — Chief Administrative Officer
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2018 | F | 43,039 | $12.00 | D | 144,830 | D | |
| Common Stock | holding | — | — | — | 13,625 | I | By spouse | |
| Common Stock | holding | — | — | — | 5,114 | I | By spouse as UGMA custodian for daughter | |
| Common Stock | holding | — | — | — | 5,113 | I | By spouse as UGMA custodian for daughter | |
| Common Stock | holding | — | — | — | 5,113 | I | By spouse as UGMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.