SEC Form 4 · accession 0001209191-15-010321
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and COO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | F | 2,820 | $21.78 | D | 67,443 | D | |
| Common StockF1 | Feb 4, 2015 | A | 45,000 | $21.78 | A | 112,945 | D | |
| Common StockF1 | holding | — | — | — | 464 | I | By wife (for son) | |
| Common StockF1 | holding | — | — | — | 464 | I | By wife (for daughter) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock received in 2014 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.