SEC Form 4/A · accession 0001225208-18-015310
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
BARINGS LLC
10% Owner · Other
Period of report
Oct 1, 2018
Accepted (ET)
Nov 8, 2018 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ("Shares")F2,F3 | Oct 1, 2018 | P | 79,200 | $10.0793 | A | 8,936,781 | D | |
| Common Stock ("Shares")F4 | Oct 1, 2018 | P | 25,462 | $10.0501 | A | 8,962,243 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Amending Form 4 filed on 10/01/18 via Accession number 0001225208-18-013943 to reflect dividends reinvested.
- F4Purchased pursuant to a dividend reinvestment plan.
Remarks
Amending Form 4 filed on 10/01/18 via Accession number 0001225208-18-013943 to reflect dividends reinvested.