SEC Form 4 · accession 0001209191-17-041825
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Robert Knox Jr.
Officer — Principal Accounting Officer
Period of report
Jun 23, 2017
Accepted (ET)
Jun 26, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2017 | S | 3,000 | $17.7231 | D | 75,716 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.72 to $17.7301, inclusive. The reporting person undertakes to provide to Triangle Capital Corporation, any security holder of Triangle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.