SEC Form 4 · accession 0001209191-17-007559
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and CEO · Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | A | 53,500 | $19.25 | A | 219,934 | D | |
| Common StockF2 | holding | — | — | — | 1,801 | I | By spouse (for son) | |
| Common StockF2 | holding | — | — | — | 1,801 | I | By spouse (for daughter) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,219 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.
- F2Includes 135 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.