SEC Form 5 · accession 0001209191-17-008337
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garland S Tucker III
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | G | 40,000 | $0.00 | D | 174,480 | D | |
| Common Stock | Mar 14, 2016 | G | 3,000 | $0.00 | D | 171,480 | D | |
| Common Stock | Mar 16, 2016 | G | 1,000 | $0.00 | D | 170,480 | D | |
| Common Stock | May 24, 2016 | G | 3,500 | $0.00 | D | 166,980 | D | |
| Common Stock | Aug 29, 2016 | G | 10,000 | $0.00 | D | 156,980 | D | |
| Common Stock | Nov 29, 2016 | G | 1,500 | $0.00 | D | 155,480 | D | |
| Common Stock | Dec 2, 2016 | G | 4,000 | $0.00 | D | 151,480 | D | |
| Common Stock | Dec 5, 2016 | G | 2,800 | $0.00 | D | 148,680 | D | |
| Common Stock | Feb 18, 2016 | G | 40,000 | $0.00 | A | 68,437 | I | By spouse |
| Common Stock | Nov 29, 2016 | G | 1,500 | $0.00 | A | 69,937 | I | By spouse |
| Common Stock | Dec 5, 2016 | G | 700 | $0.00 | D | 69,237 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household.