SEC Form 4 · accession 0001209191-16-096045
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garland S Tucker III
Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | G | 9,300 | $0.00 | D | 253,256 | D | |
| Common Stock | Nov 23, 2015 | G | 2,000 | $0.00 | D | 251,256 | D | |
| Common Stock | Nov 23, 2015 | G | 1,500 | $0.00 | D | 31,087 | I | By spouse |
| Common Stock | Nov 24, 2015 | G | 2,150 | $0.00 | D | 249,106 | D | |
| Common Stock | Nov 24, 2015 | G | 2,650 | $0.00 | D | 28,437 | I | By spouse |
| Common Stock | Nov 27, 2015 | G | 500 | $0.00 | D | 248,606 | D | |
| Common Stock | Feb 3, 2016 | A | 47,000 | $17.53 | A | 295,606 | D | |
| Common Stock | Feb 4, 2016 | F | 81,126 | $18.11 | D | 214,480 | D |
Table II — derivative securities
No Table II lines on this filing.