SEC Form 4 · accession 0001209191-17-007573
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A. Vaughn
Officer — Chief Administrative Officer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | A | 39,000 | $19.25 | A | 170,036 | D | |
| Common Stock | Dec 5, 2016 | G | 700 | $0.00 | A | 5,114 | I | By spouse as UGMA custodian for daughter |
| Common Stock | Dec 5, 2016 | G | 700 | $0.00 | A | 5,113 | I | By spouse as UGMA custodian for daughter |
| Common Stock | Dec 5, 2016 | G | 700 | $0.00 | A | 5,113 | I | By spouse as UGMA custodian for son |
| Common StockF1 | holding | — | — | — | 13,404 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 317 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.