SEC Form 4 · accession 0001209191-16-118652
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Ashton Poole
Officer — President and CEO · Director
Period of report
May 9, 2016
Accepted (ET)
May 9, 2016 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | P | 22,000 | $17.8286 | A | 165,783 | D | |
| Common Stock | May 9, 2016 | P | 4,300 | $17.7036 | A | 170,083 | D | |
| Common Stock | May 9, 2016 | P | 1,150 | $17.41 | A | 1,666 | I | By spouse (for son) |
| Common Stock | May 9, 2016 | P | 1,150 | $17.45 | A | 1,666 | I | By spouse (for daughter) |
Table II — derivative securities
No Table II lines on this filing.