SEC Form 4 · accession 0001209191-17-007567
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Lilly
Officer — CFO and Secretary · Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | G | 1,670 | $0.00 | D | 247,950 | D | |
| Common Stock | Mar 9, 2016 | G | 1,330 | $0.00 | D | 246,620 | D | |
| Common StockF1 | Feb 1, 2017 | A | 45,000 | $19.25 | A | 292,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,014 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.