SEC Form 4 · accession 0001209191-15-010328
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garland S Tucker III
Officer — Chairman and CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2014 | G | 1,400 | $0.00 | D | 231,371 | D | |
| Common Stock | Nov 12, 2014 | G | 3,500 | $0.00 | D | 227,871 | D | |
| Common Stock | Feb 4, 2015 | F | 20,815 | $21.78 | D | 207,056 | D | |
| Common Stock | Feb 4, 2015 | A | 52,000 | $21.78 | A | 259,056 | D | |
| Common Stock | Nov 12, 2014 | G | 3,500 | $0.00 | D | 32,587 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.