Company · CIK 0000010456 · SIC 3841 — Surgical & Medical Instruments & Apparatus · NYSE

BAXTER INTERNATIONAL INC · BAX

Insider activity reported against this company. All insider holders · Files at: BXLT. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $547k · 2sales $1.51B · 54net −$1.51B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 1, 2017 AForm 4 →	Sep 6, 5:41 pm EDT	Giuseppe AccogliSVP, President, Global Bus.	25,000	—	—	45,616	—	plan?
Sep 1, 2017 FForm 4 →	Sep 6, 5:09 pm EDT	Scott PleauSVP, Operations	2,177	$62.23	$135,475	18,040	—	plan?
Sep 1, 2017 AForm 4 →	Sep 6, 5:04 pm EDT	Andrew FryeSVP, President, APAC	18,000	—	—	18,000	—	plan?
Sep 1, 2017 AForm 4 →	Sep 6, 4:59 pm EDT	Cristiano FranziSVP, President, EMEA	33,000	—	—	33,000	—	plan?
Aug 25, 2017 SForm 4 →	Aug 29, 4:03 pm EDT	John D ForsythDirector	9,440	$61.76	$583,014	28,684	−24.8%	plan?
Aug 25, 2017 MForm 4 →	Aug 29, 4:03 pm EDT	John D ForsythDirector	9,440	$29.56	$279,086	38,124	—	plan?
Aug 24, 2017 SForm 4 →	Aug 25, 4:02 pm EDT	Carole J ShapazianDirector	4,020	$61.61	$247,672	9,848	−29.0%	plan?
Aug 24, 2017 MForm 4 →	Aug 25, 4:02 pm EDT	Carole J ShapazianDirector	4,020	$29.52	$118,670	13,868	—	plan?
Aug 17, 2017 SForm 4 →	Aug 18, 4:08 pm EDT	Giuseppe AccogliSVP, President, Global Bus.	12,670	$60.96	$772,363	20,616	−38.1%	plan?
Aug 17, 2017 MForm 4 →	Aug 18, 4:08 pm EDT	Giuseppe AccogliSVP, President, Global Bus.	12,670	$37.38	$473,605	33,286	—	plan?
Jul 17, 2017 AForm 4 →	Jul 18, 4:13 pm EDT	Cathy R SmithDirector	2,425	—	—	2,425	—	plan?
Jun 2, 2017 FForm 4 →	Jun 6, 6:03 pm EDT	Jeanne K MasonSVP, Human Resources	12,164	$59.72	$726,434	91,222	—	plan?
Jun 2, 2017 FForm 4 →	Jun 6, 6:01 pm EDT	Giuseppe AccogliSVP, President, Global Bus.	1,947	$59.72	$116,275	20,570	—	plan?
Jun 1, 2017 SForm 4 →	Jun 2, 5:13 pm EDT	Third Point LLC +1Director	5,000,000	$59.50	$297,500,000	41,001,790	−10.9%	plan?
May 23, 2017 SForm 4 →	May 24, 5:00 pm EDT	Carole J ShapazianDirector	2,618	$57.92	$151,635	9,848	−21.0%	plan?
May 9, 2017 SForm 4 →	May 10, 4:16 pm EDT	Carole J ShapazianDirector	3,760	$55.89	$210,146	12,466	−23.2%	plan?
May 9, 2017 MForm 4 →	May 10, 4:16 pm EDT	Carole J ShapazianDirector	3,760	$33.77	$126,975	16,226	—	plan?
May 8, 2017 SForm 4 →	May 9, 5:16 pm EDT	Brik V EyreSr VP, President, Americas	130,732	$55.69	$7,280,465	45,416	−74.2%	plan?
May 8, 2017 MForm 4 →	May 9, 5:16 pm EDT	Brik V EyreSr VP, President, Americas	130,732	$36.71	$4,799,204	176,148	—	plan?
May 5, 2017 MForm 4 →	May 9, 4:25 pm EDT	Thomas T StallkampDirector	8,080	$28.69	$231,822	15,593	—	plan?
May 5, 2017 SForm 4 →	May 9, 4:25 pm EDT	Thomas T StallkampDirector	10,698	$55.76	$596,490	11,273	−48.7%	plan?
May 2, 2017 AForm 4 →	May 4, 5:14 pm EDT	Peter S HellmanDirector	1,616	—	—	21,762	—	plan?
May 2, 2017 AForm 4 →	May 4, 5:03 pm EDT	Albert P L StrouckenDirector	3,233	—	—	24,620	—	plan?
May 2, 2017 AFForm 4 →	May 4, 5:02 pm EDT	Kornelis J. StormDirector	4,988	$55.68	$97,718	22,458	—	plan?
May 2, 2017 AForm 4 →	May 4, 5:01 pm EDT	Thomas T StallkampDirector	1,616	—	—	13,891	—	plan?
May 2, 2017 AForm 4 →	May 4, 5:00 pm EDT	Carole J ShapazianDirector	3,233	—	—	12,466	—	plan?
May 2, 2017 AForm 4 →	May 4, 4:58 pm EDT	Stephen N. OesterleDirector	3,233	—	—	3,664	—	plan?
May 2, 2017 AForm 4 →	May 4, 4:57 pm EDT	Michael F MahoneyDirector	1,616	—	—	5,784	—	plan?
May 2, 2017 AForm 4 →	May 4, 4:52 pm EDT	James R Gavin IIIDirector	1,616	—	—	32,393	—	plan?
May 2, 2017 AForm 4 →	May 4, 4:51 pm EDT	John D ForsythDirector	1,616	—	—	28,684	—	plan?
May 2, 2017 AForm 4 →	May 4, 4:48 pm EDT	Thomas F ChenDirector	3,233	—	—	13,216	—	plan?
Apr 10, 2017 SForm 4 →	Apr 12, 6:01 pm EDT	Albert P L StrouckenDirector	4,280	$52.80	$225,984	21,387	−16.7%	plan?
Apr 10, 2017 MForm 4 →	Apr 12, 6:01 pm EDT	Albert P L StrouckenDirector	4,280	$30.73	$131,524	25,667	—	plan?
Mar 29, 2017 SForm 4 →	Mar 30, 4:12 pm EDT	James R Gavin IIIDirector	4,280	$51.72	$221,362	30,700	−12.2%	plan?
Mar 29, 2017 MForm 4 →	Mar 30, 4:12 pm EDT	James R Gavin IIIDirector	4,280	$30.73	$131,524	34,980	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 4:15 pm EST	Paul VibertCVP, International	227	$50.68	$11,504	51,283	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 4:14 pm EST	Marcus SchabackerCVP, Chief Scientific Officer	286	$50.68	$14,494	35,602	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 4:13 pm EST	Caroline KarpCVP, Controller	103	$50.68	$5,220	12,384	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 4:12 pm EST	Brik V EyreCVP, Hospital Products	400	$50.68	$20,272	45,161	—	plan?
Mar 6, 2017 FForm 4 →	Mar 8, 4:11 pm EST	Giuseppe AccogliCVP, Renal	112	$50.68	$5,676	22,209	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:14 pm EST	Paul VibertCVP, International	1,403	$50.91	$71,427	51,511	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:13 pm EST	Marcus SchabackerCVP, Chief Scientific Officer	1,454	$50.91	$74,023	35,889	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:12 pm EST	James SaccaroCVP and CFO	2,633	$50.91	$134,046	49,325	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:11 pm EST	Jeanne K MasonCVP, Human Resources	3,203	$50.91	$163,065	103,303	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:10 pm EST	Caroline KarpCVP, Controller	397	$50.91	$20,211	12,487	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:10 pm EST	Brik V EyreCVP, Hospital Products	2,180	$50.91	$110,984	45,561	—	plan?
Mar 3, 2017 FForm 4 →	Mar 7, 4:08 pm EST	Giuseppe AccogliCVP, Renal	819	$50.91	$41,695	22,322	—	plan?
Mar 2, 2017 AForm 4 →	Mar 6, 4:39 pm EST	Sean MartinCVP and General Counsel	20,000	—	—	20,000	—	plan?
Mar 2, 2017 AForm 4 →	Mar 6, 4:27 pm EST	Caroline KarpCVP, Controller	1,508	—	—	12,885	—	plan?
Feb 28, 2017 SForm 4 →	Mar 1, 11:25 am EST	Third Point LLC +1Director	5,901,767	$50.35	$297,153,968	46,001,790	−11.4%	plan?
Feb 22, 2017 SForm 4 →	Feb 23, 4:23 pm EST	Peter S HellmanDirector	4,280	$49.81	$213,187	20,140	−17.5%	plan?
Feb 22, 2017 MForm 4 →	Feb 23, 4:23 pm EST	Peter S HellmanDirector	4,280	$30.73	$131,524	24,420	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:58 pm EST	Paul VibertCVP, International	8,867	$49.96	$58,403	52,914	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:44 pm EST	Marcus SchabackerCVP, Chief Scientific Officer	9,829	$49.96	$68,695	37,190	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:37 pm EST	Jeanne K MasonCVP, Human Resources	24,240	$49.96	$322,342	106,507	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:28 pm EST	Brik V EyreCVP, Hospital Products	14,116	$49.96	$88,529	47,653	—	plan?
Feb 21, 2017 AForm 4 →	Feb 23, 4:26 pm EST	James SaccaroCVP and CFO	9,905	—	—	51,958	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:21 pm EST	David P. ScharfCVP and General Counsel	35,104	$49.96	$509,692	109,789	—	plan?
Feb 21, 2017 AForm 4 →	Feb 23, 4:19 pm EST	Jose E AlmeidaChairman of the Board and CEO, Director	42,635	—	—	54,326	—	plan?
Feb 21, 2017 AFForm 4 →	Feb 23, 4:17 pm EST	Giuseppe AccogliCVP, Renal	2,807	$49.96	$26,779	22,996	—	plan?
Feb 8, 2017 SForm 4 →	Feb 10, 4:02 pm EST	John D ForsythDirector	4,280	$48.35	$206,938	27,058	−13.7%	plan?
Feb 8, 2017 MForm 4 →	Feb 10, 4:02 pm EST	John D ForsythDirector	4,280	$30.73	$131,524	31,338	—	plan?
Feb 6, 2017 AForm 4 →	Feb 8, 4:18 pm EST	Stephen N. OesterleDirector	430	—	—	430	—	plan?
Feb 6, 2017 SForm 4 →	Feb 8, 4:14 pm EST	Carole J ShapazianDirector	4,280	$48.23	$206,424	9,227	−31.7%	plan?
Feb 6, 2017 MForm 4 →	Feb 8, 4:14 pm EST	Carole J ShapazianDirector	4,280	$30.73	$131,524	13,507	—	plan?
Dec 2, 2016 FForm 4 →	Dec 6, 4:08 pm EST	Brik V EyreCVP, Hospital Products	1,521	$44.01	$66,939	36,889	—	plan?
Nov 18, 2016 SForm 4 →	Nov 22, 4:27 pm EST	Kornelis J. StormDirector	4,280	$47.10	$201,588	20,928	−17.0%	plan?
Nov 18, 2016 MForm 4 →	Nov 22, 4:27 pm EST	Kornelis J. StormDirector	4,280	$30.73	$131,524	25,208	—	plan?
Sep 1, 2016 AForm 4 →	Sep 6, 4:20 pm EDT	Scott PleauCVP - Operations	20,000	—	—	20,000	—	plan?
Sep 1, 2016 AForm 4 →	Sep 6, 4:18 pm EDT	Giuseppe AccogliCVP, Renal	5,000	—	—	20,989	—	plan?
Aug 26, 2016 AForm 4 →	Aug 30, 4:09 pm EDT	Michael F MahoneyDirector	10,700	$47.20	$505,040	10,700	—	plan?
Jul 1, 2016 FForm 4 →	Jul 6, 4:12 pm EDT	Paul VibertCVP, International	762	$45.45	$34,633	46,127	—	plan?
Jun 3, 2016 FForm 4 →	Jun 7, 4:25 pm EDT	Paul VibertCVP, International	452	$43.48	$19,653	46,777	—	plan?
Jun 1, 2016 AForm 4 →	Jun 3, 4:07 pm EDT	Caroline KarpCVP, Controller	5,000	—	—	11,281	—	plan?
Jun 1, 2016 AForm 4 →	Jun 3, 4:06 pm EDT	Robert FelicelliCVP, Business Transformation	10,000	—	—	30,992	—	plan?
May 24, 2016 DForm 4 →	May 26, 7:13 pm EDT	Third Point LLC +1Director	1,948,233	—	—	51,903,557	—	plan?
May 23, 2016 PForm 4 →	May 24, 7:39 am EDT	Jose E AlmeidaChairman of the Board and CEO, Director	11,691	$42.75	$499,790	11,691	—	plan?
May 3, 2016 AForm 4 →	May 5, 5:00 pm EDT	Michael F MahoneyDirector	2,590	—	—	4,128	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:27 pm EDT	Albert P L StrouckenDirector	2,590	—	—	21,358	—	plan?
May 3, 2016 AFForm 4 →	May 5, 4:25 pm EDT	Kornelis J. StormDirector	3,525	$44.39	$41,505	20,874	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:24 pm EDT	Thomas T StallkampDirector	2,590	—	—	12,248	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:23 pm EDT	Carole J ShapazianDirector	2,590	—	—	9,205	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:22 pm EDT	Peter S HellmanDirector	2,590	—	—	20,118	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:21 pm EDT	James R Gavin IIIDirector	2,590	—	—	30,440	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:20 pm EDT	John D ForsythDirector	2,590	—	—	27,022	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:18 pm EDT	Uma ChowdhryDirector	2,590	—	—	9,874	—	plan?
May 3, 2016 AForm 4 →	May 5, 4:17 pm EDT	Thomas F ChenDirector	2,590	—	—	9,874	—	plan?
May 2, 2016 SForm 4 →	May 4, 5:46 pm EDT	John D ForsythDirector	1,887	$44.38	$83,745	24,433	−7.17%	plan?
May 2, 2016 MForm 4 →	May 4, 5:46 pm EDT	John D ForsythDirector	1,887	$20.96	$39,552	26,320	—	plan?
Apr 4, 2016 SForm 4 →	Apr 6, 5:35 pm EDT	John D ForsythDirector	1,887	$41.75	$78,782	24,428	−7.17%	plan?
Apr 4, 2016 MForm 4 →	Apr 6, 5:35 pm EDT	John D ForsythDirector	1,887	$20.96	$39,552	26,315	—	plan?
Mar 14, 2016 SForm 4 →	Mar 15, 4:31 pm EDT	Albert P L StrouckenDirector	5,660	$40.33	$228,268	18,759	−23.2%	plan?
Mar 14, 2016 MForm 4 →	Mar 15, 4:31 pm EDT	Albert P L StrouckenDirector	5,660	$20.96	$118,634	24,419	—	plan?
Mar 14, 2016 SForm 4 →	Mar 15, 4:30 pm EDT	James R Gavin IIIDirector	5,660	$40.34	$228,324	27,772	−16.9%	plan?
Mar 14, 2016 MForm 4 →	Mar 15, 4:30 pm EDT	James R Gavin IIIDirector	5,660	$20.96	$118,634	33,432	—	plan?
Mar 14, 2016 SForm 4 →	Mar 15, 4:28 pm EDT	John D ForsythDirector	1,886	$40.30	$76,006	24,420	−7.17%	plan?
Mar 14, 2016 MForm 4 →	Mar 15, 4:28 pm EDT	John D ForsythDirector	1,886	$20.96	$39,531	26,306	—	plan?
Mar 7, 2016 FForm 4 →	Mar 9, 4:52 pm EST	Marcus SchabackerCVP, Chief Scientific Officer	286	$39.82	$11,389	29,178	—	plan?
Mar 7, 2016 FForm 4 →	Mar 9, 4:51 pm EST	Jill M SchaafCVP, Renal	217	$39.82	$8,641	47,779	—	plan?
Mar 7, 2016 FForm 4 →	Mar 9, 4:50 pm EST	Timothy P LawrenceCVP, Operations	208	$39.82	$8,283	34,478	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Oct 7, 2016 AForm 4 →	Oct 11, 4:14 pm EDT	Robert FelicelliCVP, Business Transformation	26	$48.45	$1,260	5,257	—
Oct 3, 2016 AForm 4 →	Oct 4, 4:28 pm EDT	Peter S HellmanDirector	572	$47.64	$27,250	1,612	—
Sep 23, 2016 AForm 4 →	Sep 27, 4:09 pm EDT	Robert FelicelliCVP, Business Transformation	27	$47.49	$1,282	5,320	—
Sep 9, 2016 AForm 4 →	Sep 13, 4:07 pm EDT	Robert FelicelliCVP, Business Transformation	28	$45.09	$1,263	5,330	—
Sep 1, 2016 AForm 4 →	Sep 6, 4:20 pm EDT	Scott PleauCVP - Operations	100,000	—	—	100,000	—
Sep 1, 2016 AForm 4 →	Sep 6, 4:18 pm EDT	Giuseppe AccogliCVP, Renal	25,000	—	—	25,000	—
Aug 26, 2016 AForm 4 →	Aug 30, 4:07 pm EDT	Robert FelicelliCVP, Business Transformation	27	$47.18	$1,274	5,179	—
Aug 12, 2016 AForm 4 →	Aug 15, 4:08 pm EDT	Robert FelicelliCVP, Business Transformation	26	$48.59	$1,263	5,206	—
Aug 3, 2016 AForm 4 →	Aug 5, 4:18 pm EDT	James R Gavin IIIDirector	203	$48.12	$9,768	10,693	—
Aug 3, 2016 AForm 4 →	Aug 5, 4:14 pm EDT	Thomas F ChenDirector	125	$48.12	$6,015	2,476	—
Jul 29, 2016 AForm 4 →	Aug 2, 4:20 pm EDT	Robert FelicelliCVP, Business Transformation	27	$48.02	$1,297	5,156	—
Jul 15, 2016 AForm 4 →	Jul 19, 4:10 pm EDT	Robert FelicelliCVP, Business Transformation	27	$46.77	$1,263	5,129	—
Jul 1, 2016 AForm 4 →	Jul 6, 4:10 pm EDT	Robert FelicelliCVP, Business Transformation	28	$45.45	$1,273	5,044	—
Jun 17, 2016 AForm 4 →	Jun 21, 4:08 pm EDT	Robert FelicelliCVP, Business Transformation	27	$44.44	$1,200	5,059	—
Jun 6, 2016 AForm 4 →	Jun 7, 7:51 pm EDT	Peter S HellmanDirector	94	$43.97	$4,133	1,036	—
Jun 3, 2016 AForm 4 →	Jun 7, 7:43 pm EDT	James R Gavin IIIDirector	2,426	$43.74	$106,125	10,484	—
Jun 3, 2016 AForm 4 →	Jun 7, 7:37 pm EDT	Thomas F ChenDirector	522	$43.59	$22,754	2,351	—
Jun 3, 2016 AForm 4 →	Jun 7, 4:23 pm EDT	Robert FelicelliCVP, Business Transformation	27	$43.48	$1,174	5,014	—
May 20, 2016 AForm 4 →	May 24, 4:05 pm EDT	Robert FelicelliCVP, Business Transformation	27	$42.92	$1,159	5,021	—
May 16, 2016 AForm 4 →	May 18, 4:38 pm EDT	James R Gavin IIIDirector	280	$45.47	$12,732	8,056	—
May 16, 2016 AForm 4 →	May 18, 4:36 pm EDT	Thomas F ChenDirector	180	$45.47	$8,185	1,829	—
May 6, 2016 AForm 4 →	May 10, 4:13 pm EDT	Robert FelicelliCVP, Business Transformation	26	$45.07	$1,172	4,990	—
May 3, 2016 AForm 4 →	May 5, 5:00 pm EDT	Michael F MahoneyDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:27 pm EDT	Albert P L StrouckenDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:25 pm EDT	Kornelis J. StormDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:24 pm EDT	Thomas T StallkampDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:23 pm EDT	Carole J ShapazianDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:22 pm EDT	Peter S HellmanDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:21 pm EDT	James R Gavin IIIDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:20 pm EDT	John D ForsythDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:18 pm EDT	Uma ChowdhryDirector	6,360	—	—	6,360	—
May 3, 2016 AForm 4 →	May 5, 4:17 pm EDT	Thomas F ChenDirector	6,360	—	—	6,360	—
May 2, 2016 MForm 4 →	May 4, 5:46 pm EDT	John D ForsythDirector	1,887	—	—	0	—
Apr 22, 2016 AForm 4 →	Apr 26, 4:25 pm EDT	Robert FelicelliCVP, Quality	27	$43.32	$1,170	4,905	—
Apr 8, 2016 AForm 4 →	Apr 12, 4:58 pm EDT	Robert FelicelliCVP, Quality	28	$41.84	$1,172	4,902	—
Apr 4, 2016 MForm 4 →	Apr 6, 5:35 pm EDT	John D ForsythDirector	1,887	—	—	1,887	—
Mar 25, 2016 AForm 4 →	Mar 29, 4:22 pm EDT	Robert FelicelliCVP, Quality	29	$40.11	$1,163	4,880	—
Mar 14, 2016 MForm 4 →	Mar 15, 4:31 pm EDT	Albert P L StrouckenDirector	5,660	—	—	0	—
Mar 14, 2016 MForm 4 →	Mar 15, 4:30 pm EDT	James R Gavin IIIDirector	5,660	—	—	0	—
Mar 14, 2016 MForm 4 →	Mar 15, 4:28 pm EDT	John D ForsythDirector	1,886	—	—	3,774	—
Mar 11, 2016 AForm 4 →	Mar 15, 4:26 pm EDT	Robert FelicelliCVP, Quality	1,803	$40.48	$72,985	4,851	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:41 pm EST	Paul VibertCVP, International	89,419	—	—	89,419	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:38 pm EST	David P. ScharfCVP and General Counsel	130,402	—	—	130,402	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:37 pm EST	Marcus SchabackerCVP, Chief Scientific Officer	89,419	—	—	89,419	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:36 pm EST	Jill M SchaafCVP, Renal	89,419	—	—	89,419	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:31 pm EST	James SaccaroCVP and CFO	167,660	—	—	167,660	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:30 pm EST	Jeanne K MasonCVP, Human Resources	93,145	—	—	93,145	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:29 pm EST	Timothy P LawrenceCVP, Operations	55,887	—	—	55,887	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:27 pm EST	Robert FelicelliCVP, Quality	46,107	—	—	46,107	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:26 pm EST	Brik V EyreCVP, Hospital Products	139,717	—	—	139,717	—
Mar 3, 2016 AForm 4 →	Mar 7, 4:25 pm EST	Sebastian J BufalinoCVP, Controller	33,532	—	—	33,532	—
Feb 17, 2016 MForm 4 →	Feb 18, 5:11 pm EST	Peter S HellmanDirector	5,660	—	—	0	—
Feb 11, 2016 MForm 4 →	Feb 16, 4:14 pm EST	Kornelis J. StormDirector	5,660	—	—	0	—
Jan 26, 2016 AForm 4 →	Jan 28, 5:46 pm EST	James R Gavin IIIDirector	419	$36.54	$15,310	7,774	—
Jan 26, 2016 AForm 4 →	Jan 28, 5:44 pm EST	Thomas F ChenDirector	216	$36.54	$7,893	1,649	—
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 4:27 pm EST	Robert FelicelliCVP, Quality	34	$38.15	$1,297	3,036	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:25 pm EST	Robert FelicelliCVP, Quality	35	$36.65	$1,283	3,004	—
Dec 4, 2015 AForm 4 →	Dec 8, 4:19 pm EST	Robert FelicelliCVP, Quality	35	$37.54	$1,314	2,940	—
Nov 20, 2015 AForm 4 →	Nov 24, 4:37 pm EST	Robert FelicelliCVP, Quality	34	$38.31	$1,303	2,904	—
Nov 6, 2015 AForm 4 →	Nov 10, 4:28 pm EST	Robert FelicelliCVP, Quality	34	$37.97	$1,291	2,871	—
Oct 28, 2015 AForm 4 →	Oct 30, 8:00 pm EDT	Jose E AlmeidaExecutive Officer	720,000	—	—	720,000	—
Oct 23, 2015 AForm 4 →	Oct 27, 4:19 pm EDT	Robert FelicelliCVP, Quality	37	$35.40	$1,310	2,839	—
Oct 21, 2015 AForm 4 →	Oct 22, 4:11 pm EDT	Michael F MahoneyDirector	5,390	—	—	5,390	—
Oct 19, 2015 AForm 4 →	Oct 21, 5:03 pm EDT	James R Gavin IIIDirector	457	$33.47	$15,296	7,347	—
Oct 19, 2015 AForm 4 →	Oct 21, 5:00 pm EDT	Thomas F ChenDirector	271	$33.47	$9,070	1,432	—
Oct 9, 2015 AForm 4 →	Oct 13, 4:15 pm EDT	Robert FelicelliCVP, Quality	39	$33.21	$1,295	2,804	—
Sep 29, 2015 AForm 4 →	Oct 1, 9:30 pm EDT	Third Point LLC +1Director	6,290	—	—	6,290	—
Sep 29, 2015 AForm 4 →	Oct 1, 9:27 pm EDT	Munib IslamDirector	6,290	—	—	0	—
Sep 25, 2015 AForm 4 →	Sep 29, 4:45 pm EDT	Robert FelicelliCVP, Quality	38	$34.45	$1,309	2,755	—
Sep 11, 2015 AForm 4 →	Sep 15, 4:50 pm EDT	Robert FelicelliCVP, Quality	36	$36.02	$1,297	2,717	—
Aug 28, 2015 AForm 4 →	Sep 1, 4:57 pm EDT	Robert FelicelliCVP, Quality	33	$38.75	$1,279	2,678	—
Aug 14, 2015 AForm 4 →	Aug 18, 4:46 pm EDT	Robert FelicelliCVP, Quality	30	$40.90	$1,227	2,642	—
Aug 3, 2015 AForm 4 →	Aug 5, 5:03 pm EDT	James R Gavin IIIDirector	339	$38.50	$13,052	6,853	—
Aug 3, 2015 AForm 4 →	Aug 5, 5:01 pm EDT	Thomas F ChenDirector	189	$38.50	$7,277	1,155	—
Jul 31, 2015 AForm 4 →	Aug 4, 4:27 pm EDT	Robert FelicelliCVP, Quality	30	$40.08	$1,202	2,612	—
Jul 17, 2015 AForm 4 →	Jul 17, 5:49 pm EDT	Robert FelicelliCVP, Quality	32	$37.36	$1,196	2,612	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:46 pm EDT	Thomas T StallkampDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:45 pm EDT	Peter S HellmanDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:43 pm EDT	John D ForsythDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:41 pm EDT	Kornelis J. StormDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:40 pm EDT	Albert P L StrouckenDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:39 pm EDT	Uma ChowdhryDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:37 pm EDT	James R Gavin IIIDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:37 pm EDT	Carole J ShapazianDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:35 pm EDT	Thomas F ChenDirector	4,979	—	—	10,789	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:30 pm EDT	Brik V EyreCVP, Hospital Products	71,187	—	—	154,243	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:27 pm EDT	James SaccaroCVP and CFO	85,425	—	—	185,093	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:21 pm EDT	Jill M SchaafCVP, Renal	47,458	—	—	102,829	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:20 pm EDT	David P. ScharfCVP and General Counsel	99,662	—	—	215,941	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:18 pm EDT	Jeanne K MasonCVP, Human Resources	71,187	—	—	154,248	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:18 pm EDT	Robert L Parkinson Jr.Chairman of the Board and CEO, Director	455,600	—	—	987,161	—
Jul 1, 2015 AJForm 4 →	Jul 6, 7:15 pm EDT	Timothy P LawrenceCVP, Operations	38,032	—	—	16,452	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:13 pm EDT	Marcus SchabackerCVP, Chief Scientific Officer	43,596	—	—	94,461	—
Jul 1, 2015 AJForm 4 →	Jul 6, 7:11 pm EDT	Robert FelicelliCVP, Quality	21,612	$38.04	$1,217	2,569	—
Jul 1, 2015 AJForm 4 →	Jul 6, 7:09 pm EDT	Paul VibertCVP, International	75,854	—	—	32,258	—
Jul 1, 2015 JForm 4 →	Jul 6, 7:08 pm EDT	Sebastian J BufalinoCVP, Controller	21,356	—	—	46,273	—
May 5, 2015 AForm 4 →	May 7, 4:28 pm EDT	Albert P L StrouckenDirector	5,810	—	—	5,810	—
May 5, 2015 AForm 4 →	May 7, 4:27 pm EDT	Kornelis J. StormDirector	5,810	—	—	5,810	—
May 5, 2015 AForm 4 →	May 7, 4:26 pm EDT	Thomas T StallkampDirector	5,810	—	—	5,810	—
May 5, 2015 AForm 4 →	May 7, 4:25 pm EDT	Carole J ShapazianDirector	5,810	—	—	5,810	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 21, 2016 JForm 4 →	Mar 23, 4:52 pm EDT	Baxalta IncBXLT	63,823,582	—	—	30,506,097	—	plan?
Feb 2, 2016 JForm 4 →	Feb 2, 4:15 pm EST	Baxalta IncBXLT	37,573,040	—	—	94,329,679	—	plan?
Jun 30, 2015 JForm 4 →	Jul 2, 5:15 pm EDT	Baxalta IncBXLT	1,220,945,585	—	—	131,902,719	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.